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AVK

Advent Convertible and Income Fund

73 hedge funds and large institutions have $96.2M invested in Advent Convertible and Income Fund in 2020 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 17

23% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 13

0% more funds holding

Funds holding: 7373 (0)

0.39% less ownership

Funds ownership: 27.25%26.86% (-0.39%)

32% less capital invested

Capital invested by funds: $142M → $96.2M (-$46.2M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
73
Holders Change
Holders Change %
0%
% of All Funds
1.61%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
28
Reduced
17
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$15.6M -$1.4M -100,434 -6%
AAM
2
Advisors Asset Management
Colorado
$11.6M -$1.2M -86,290 -7%
RJA
3
Raymond James & Associates
Florida
$10.3M +$5.02M +360,257 +57%
Bank of America
4
Bank of America
North Carolina
$6.07M +$1.62M +116,683 +25%
Wells Fargo
5
Wells Fargo
California
$5.53M -$1.34M -96,016 -15%
GC
6
Guggenheim Capital
Illinois
$5.35M +$640K +45,950 +10%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$4.92M +$114K +8,180 +2%
Morgan Stanley
8
Morgan Stanley
New York
$4.59M -$121K -8,714 -2%
RCM
9
Rivernorth Capital Management
Florida
$3.83M -$1.77M -126,868 -26%
UBS Group
10
UBS Group
Switzerland
$2.7M +$85.2K +6,119 +2%
AWA
11
Arete Wealth Advisors
Illinois
$2.38M +$305K +21,919 +11%
FAM
12
Formidable Asset Management
Ohio
$2.32M +$3.12M +224,089 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.78M -$1.31M -94,234 -35%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.76M +$2.37M +170,352 New
ACM
15
Advent Capital Management
New York
$1.63M
First Trust Advisors
16
First Trust Advisors
Illinois
$1.44M -$313K -22,482 -14%
9WM
17
9258 Wealth Management
Ohio
$1.26M +$18.1K +1,300 +1%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$1.18M +$647K +46,460 +69%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.14M +$242K +17,364 +19%
WCM
20
Windsor Capital Management
Arizona
$1.05M -$94.6K -6,792 -6%
LPL Financial
21
LPL Financial
California
$896K +$212K +15,246 +21%
AAS
22
Avantax Advisory Services
Texas
$729K +$11.4K +820 +1%
EDRIA
23
Edmonds Duncan Registered Investment Advisors
Kansas
$569K +$45.3K +3,256 +6%
QCIG
24
Quad-Cities Investment Group
Iowa
$561K -$15.6K -1,124 -2%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$520K -$35.3K -2,534 -5%

AVK Hedge Fund Activity: Q1 2020 in Review

73 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q1 2020, worth a combined $96.2M — down 32% from $142M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new AVK positions and 13 closed out — a net gain of 3 holders — while 28 added to existing stakes and 17 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $5.02M. The largest seller was Oxbow Advisors, cutting an estimated $1.93M.

  • 73 institutional investors held Advent Convertible and Income Fund (AVK) as of Q1 2020, unchanged from Q4 2019.
  • Funds reported $96.2M of Advent Convertible and Income Fund stock for Q1 2020, down 32% quarter-over-quarter.
  • 16 funds opened new Advent Convertible and Income Fund positions in Q1 2020 and 13 closed out, a net change of +3 holders.
  • The largest Advent Convertible and Income Fund buyer in Q1 2020 was Raymond James & Associates, an estimated $5.02M added.
  • The largest Advent Convertible and Income Fund seller in Q1 2020 was Oxbow Advisors, an estimated $1.93M sold.

Based on aggregated 13F filings for Q1 2020.