AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

71 hedge funds and large institutions have $96M invested in Advent Convertible and Income Fund in 2020 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
-1
Holders Change %
-1.39%
% of All Funds
1.57%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
15
Increased
28
Reduced
17
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
$10.3M
2
FAM
Formidable Asset Management
Ohio
$2.32M
3
Bank of America
Bank of America
North Carolina
$6.07M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
$1.18M
5
GC
Guggenheim Capital
Illinois
$5.35M

Top Sellers

1
OA
Oxbow Advisors
Texas
$176K
2
RCM
Rivernorth Capital Management
Florida
$3.83M
3
PPA
Parametric Portfolio Associates
Washington
$15.6M
4
Wells Fargo
Wells Fargo
California
$5.53M
5
RJFSA
Raymond James Financial Services Advisors
Florida
$1.78M
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$15.6M -$1.04M -100,434 -6%
AAM
2
Advisors Asset Management
Colorado
$11.6M -$894K -86,290 -7%
RJA
3
Raymond James & Associates
Florida
$10.3M +$3.73M +360,257 +57%
Bank of America
4
Bank of America
North Carolina
$6.07M +$1.21M +116,683 +25%
Wells Fargo
5
Wells Fargo
California
$5.53M -$995K -96,016 -15%
GC
6
Guggenheim Capital
Illinois
$5.35M +$476K +45,950 +10%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$4.93M +$84.7K +8,180 +2%
Morgan Stanley
8
Morgan Stanley
New York
$4.59M -$90.3K -8,714 -2%
RCM
9
Rivernorth Capital Management
Florida
$3.83M -$1.31M -126,868 -26%
UBS Group
10
UBS Group
Switzerland
$2.7M +$63.4K +6,119 +2%
AWA
11
Arete Wealth Advisors
Illinois
$2.38M +$227K +21,919 +11%
FAM
12
Formidable Asset Management
Ohio
$2.32M +$2.32M +224,089 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.78M -$976K -94,234 -35%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.76M +$1.76M +170,352 New
ACM
15
Advent Capital Management
New York
$1.63M – – –
First Trust Advisors
16
First Trust Advisors
Illinois
$1.44M -$233K -22,482 -14%
9WM
17
9258 Wealth Management
Ohio
$1.26M +$15.4K +1,300 +1%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$1.18M +$481K +46,460 +69%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$1.14M +$180K +17,364 +19%
WCM
20
Windsor Capital Management
Arizona
$1.05M -$70.3K -6,792 -6%
LPL Financial
21
LPL Financial
California
$896K +$158K +15,246 +21%
AAS
22
Avantax Advisory Services
Texas
$729K +$8.44K +820 +1%
EDRIA
23
Edmonds Duncan Registered Investment Advisors
Kansas
$569K +$33.7K +3,256 +6%
QCIG
24
Quad-Cities Investment Group
Iowa
$561K -$11.6K -1,124 -2%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$520K -$26.2K -2,534 -5%
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