AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

90 hedge funds and large institutions have $94.5M invested in Advent Convertible and Income Fund in 2023 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 31 reducing their positions, and 7 closing their positions.

Holders
90
Holders Change
+4
Holders Change %
+4.65%
% of All Funds
1.44%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
29
Reduced
31
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wealth Enhancement Advisory Services
1
Wealth Enhancement Advisory Services
Minnesota
$1.42M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$2.65M
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$1.52M
4
AA
4
AQR Arbitrage
Connecticut
$768K
5
SFS
5
Shaker Financial Services
Virginia
$2.21M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$23.8M
2
ACM
2
Advent Capital Management
New York
$0
3
AAM
3
Advisors Asset Management
Colorado
$4.67M
4
Bank of America
4
Bank of America
North Carolina
$1.76M
5
PTC
5
Private Trust Company
Ohio
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$23.8M -$3.76M -367,653 -14%
Wells Fargo
2
Wells Fargo
California
$7.39M +$649K +63,511 +10%
GC
3
Guggenheim Capital
Illinois
$5M +$43.2K +4,227 +0.9%
AAM
4
Advisors Asset Management
Colorado
$4.67M -$497K -48,621 -10%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.45M +$190K +18,595 +4%
RJA
6
Raymond James & Associates
Florida
$3.95M +$3.09K +302 +0.1%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$3.79M -$157K -15,343 -4%
LPL Financial
8
LPL Financial
California
$3.24M +$271K +26,498 +9%
AWA
9
Arete Wealth Advisors
Illinois
$3.08M +$156K +15,304 +5%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$2.95M +$13.8K +1,349 +0.5%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.65M +$1.04M +102,238 +65%
UBS Group
12
UBS Group
Switzerland
$2.55M +$2.37K +232 +0.1%
SFS
13
Shaker Financial Services
Virginia
$2.21M +$733K +71,810 +50%
Bank of America
14
Bank of America
North Carolina
$1.76M -$459K -44,930 -21%
Invesco
15
Invesco
Georgia
$1.68M -$65.6K -6,425 -4%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.52M +$809K +79,212 +113%
EDRIA
17
Edmonds Duncan Registered Investment Advisors
Kansas
$1.52M +$94.2K +9,218 +7%
Wealth Enhancement Advisory Services
18
Wealth Enhancement Advisory Services
Minnesota
$1.42M +$1.42M +139,000 New
FAM
19
Formidable Asset Management
Ohio
$1.39M +$101K +9,871 +8%
FC
20
FCA Corp
Texas
$1.12M +$149K +14,589 +15%
AA
21
AQR Arbitrage
Connecticut
$768K +$768K +75,185 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$690K -$12.2K -1,197 -2%
CWP
23
Cyndeo Wealth Partners
Florida
$665K – – –
9WM
24
9258 Wealth Management
Ohio
$654K -$10.5K -1,032 -2%
WMS
25
Wealth Management Solutions
Pennsylvania
$626K -$3.47K -340 -0.6%
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