We are live on ! Find out more
AVK

Advent Convertible and Income Fund

91 hedge funds and large institutions have $95.3M invested in Advent Convertible and Income Fund in 2023 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 29 increasing their positions, 32 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

5% more funds holding

Funds holding: 8791 (+4)

0.14% more ownership

Funds ownership: 26.85%26.98% (+0.14%)

9% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 32

10% less capital invested

Capital invested by funds: $106M → $95.3M (-$10.7M)

Holders
91
Holders Change
+4
Holders Change %
+4.6%
% of All Funds
1.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
29
Reduced
32
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.8M -$4.08M -367,653 -14%
Wells Fargo
2
Wells Fargo
California
$7.39M +$704K +63,511 +10%
GC
3
Guggenheim Capital
Illinois
$5M +$46.9K +4,227 +0.9%
AAM
4
Advisors Asset Management
Colorado
$4.67M -$539K -48,621 -10%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.45M +$206K +18,595 +4%
RJA
6
Raymond James & Associates
Florida
$3.95M +$3.35K +302 +0.1%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$3.79M -$170K -15,343 -4%
LPL Financial
8
LPL Financial
California
$3.24M +$294K +26,498 +9%
AWA
9
Arete Wealth Advisors
Illinois
$3.08M +$170K +15,304 +5%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$2.95M +$15K +1,349 +0.5%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.65M +$1.13M +102,238 +65%
UBS Group
12
UBS Group
Switzerland
$2.55M +$2.57K +232 +0.1%
SFS
13
Shaker Financial Services
Virginia
$2.21M +$796K +71,810 +50%
Bank of America
14
Bank of America
North Carolina
$1.76M -$498K -44,930 -21%
Invesco
15
Invesco
Georgia
$1.68M -$71.3K -6,425 -4%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.52M +$879K +79,212 +113%
EDRIA
17
Edmonds Duncan Registered Investment Advisors
Kansas
$1.52M +$102K +9,218 +7%
Wealth Enhancement Advisory Services
18
Wealth Enhancement Advisory Services
Minnesota
$1.42M +$1.54M +139,000 New
FAM
19
Formidable Asset Management
Ohio
$1.39M +$109K +9,871 +8%
FC
20
FCA Corp
Texas
$1.12M +$162K +14,589 +15%
NAS
21
NWF Advisory Services
California
$791K -$15.3K -1,375 -2%
AA
22
AQR Arbitrage
Connecticut
$768K +$834K +75,185 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$690K -$13.3K -1,197 -2%
CWP
24
Cyndeo Wealth Partners
Florida
$665K
9WM
25
9258 Wealth Management
Ohio
$654K -$11.4K -1,032 -2%

AVK Hedge Fund Activity: Q3 2023 in Review

91 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q3 2023, worth a combined $95.3M — down 10% from $106M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new AVK positions and 7 closed out — a net gain of 5 holders — while 29 added to existing stakes and 32 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, opening a new position worth an estimated $1.54M. The largest seller was Morgan Stanley, cutting an estimated $4.08M.

  • 91 institutional investors held Advent Convertible and Income Fund (AVK) as of Q3 2023, up from 87 in Q2 2023.
  • Funds reported $95.3M of Advent Convertible and Income Fund stock for Q3 2023, down 10% quarter-over-quarter.
  • 12 funds opened new Advent Convertible and Income Fund positions in Q3 2023 and 7 closed out, a net change of +5 holders.
  • The largest Advent Convertible and Income Fund buyer in Q3 2023 was Wealth Enhancement Advisory Services, an estimated $1.54M added.
  • The largest Advent Convertible and Income Fund seller in Q3 2023 was Morgan Stanley, an estimated $4.08M sold.

Based on aggregated 13F filings for Q3 2023.