AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

72 hedge funds and large institutions have $109M invested in Advent Convertible and Income Fund in 2020 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 18 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
+1
Holders Change %
+1.41%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
27
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
Stifel Financial
Missouri
$1.5M
2
6M
6 Meridian
Kansas
$873K
3
WAM
Wolverine Asset Management
Illinois
$801K
4
PPA
Parametric Portfolio Associates
Washington
$22.8M
5
GC
Guggenheim Capital
Illinois
$8.09M

Top Sellers

1
RJA
Raymond James & Associates
Florida
$9.74M
2
AAM
Advisors Asset Management
Colorado
$8.7M
3
FAM
Formidable Asset Management
Ohio
$550K
4
Wells Fargo
Wells Fargo
California
$5.86M
5
Morgan Stanley
Morgan Stanley
New York
$5.93M
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$22.8M +$721K +53,596 +3%
RJA
2
Raymond James & Associates
Florida
$9.74M -$4.73M -352,033 -33%
AAM
3
Advisors Asset Management
Colorado
$8.7M -$3.2M -238,124 -27%
GC
4
Guggenheim Capital
Illinois
$8.09M +$515K +38,265 +7%
Bank of America
5
Bank of America
North Carolina
$6.32M -$930K -69,178 -13%
Morgan Stanley
6
Morgan Stanley
New York
$5.93M -$1.06M -78,783 -15%
Wells Fargo
7
Wells Fargo
California
$5.86M -$1.28M -95,137 -18%
RCM
8
Rivernorth Capital Management
Florida
$4.3M -$22.2K -1,654 -0.5%
UBS Group
9
UBS Group
Switzerland
$4.3M +$38.2K +2,839 +0.9%
AWA
10
Arete Wealth Advisors
Illinois
$3.07M -$199K -14,743 -6%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.8M +$418K +31,080 +18%
Osaic Holdings
12
Osaic Holdings
Arizona
$2.13M +$221K +16,430 +12%
ACM
13
Advent Capital Management
New York
$2.11M – – –
First Trust Advisors
14
First Trust Advisors
Illinois
$1.77M -$20.3K -1,509 -1%
AAS
15
Avantax Advisory Services
Texas
$1.57M +$504K +37,627 +47%
LPL Financial
16
LPL Financial
California
$1.57M +$260K +19,331 +20%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.51M +$10.5K +783 +0.7%
Stifel Financial
18
Stifel Financial
Missouri
$1.5M +$1.02M +75,489 +211%
9WM
19
9258 Wealth Management
Ohio
$1.3M -$110K -8,307 -8%
EDRIA
20
Edmonds Duncan Registered Investment Advisors
Kansas
$950K +$110K +8,167 +13%
WCM
21
Windsor Capital Management
Arizona
$885K -$334K -24,825 -27%
6M
22
6 Meridian
Kansas
$873K +$873K +64,885 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$857K +$182K +13,570 +27%
WAM
24
Wolverine Asset Management
Illinois
$801K +$790K +58,855 +7,517%
QCIG
25
Quad-Cities Investment Group
Iowa
$704K -$5.02K -373 -0.7%
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