AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

41 hedge funds and large institutions have $83.6M invested in Advent Convertible and Income Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 9 closing their positions.

Holders
41
Holders Change
-2
Holders Change %
-4.65%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
10
Reduced
15
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
EVM
1
Eaton Vance Management
Massachusetts
$3.76M
2
OA
2
Oxbow Advisors
Texas
$8.62M
3
SG Americas Securities
3
SG Americas Securities
New York
$906K
4
First Trust Advisors
4
First Trust Advisors
Illinois
$790K
5
Ameriprise
5
Ameriprise
Minnesota
$4.79M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$6.56M
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
GC
3
Guggenheim Capital
Illinois
$8.59M
4
WAM
4
Wolverine Asset Management
Illinois
$0
5
DA
5
Doliver Advisors
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$10.1M 560,645 +21,305 +4%
OA
2
Oxbow Advisors
Texas
$8.62M 477,841 +95,631 +25%
GC
3
Guggenheim Capital
Illinois
$8.59M 476,347 -84,681 -15%
WCM
4
Windsor Capital Management
Arizona
$8.48M 469,886 -13,944 -3%
Wells Fargo
5
Wells Fargo
California
$6.56M 363,372 -124,124 -25%
Morgan Stanley
6
Morgan Stanley
New York
$6.53M 362,013 +18,189 +5%
PPA
7
Parametric Portfolio Associates
Washington
$6.27M 347,560 -6,376 -2%
Ameriprise
8
Ameriprise
Minnesota
$4.79M 265,291 +40,597 +18%
EVM
9
Eaton Vance Management
Massachusetts
$3.76M 208,513 +208,513 New
CS
10
Credit Suisse
Switzerland
$3.01M 166,649 -285 -0.2%
FAM
11
Formidable Asset Management
Ohio
$2.7M 149,761 -2,559 -2%
AWA
12
Arete Wealth Advisors
Illinois
$1.82M 101,036 +101,036 New
LPL Financial
13
LPL Financial
California
$1.61M 89,396 -1,997 -2%
CIA
14
Capital Investment Advisors
Georgia
$1.38M 76,375 +76,375 New
Invesco
15
Invesco
Georgia
$1.22M 67,748 +18,759 +38%
RJA
16
Raymond James & Associates
Florida
$1.1M 60,859 -4,456 -7%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$1.03M 57,283 +151 +0.3%
SG Americas Securities
18
SG Americas Securities
New York
$906K 50,200 +50,200 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$883K 48,929 -5,966 -11%
First Trust Advisors
20
First Trust Advisors
Illinois
$790K 43,807 +43,807 New
AQR Capital Management
21
AQR Capital Management
Connecticut
$581K 32,193 +1,996 +7%
U
22
UBS
Switzerland
$544K 30,164 -2,831 -9%
Bank of America
23
Bank of America
North Carolina
$531K 29,411 -4,623 -14%
SGCA
24
Steel Grove Capital Advisors
Tennessee
$260K 14,430 – –
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$250K 13,865 -2,259 -14%
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