AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

68 hedge funds and large institutions have $141M invested in Advent Convertible and Income Fund in 2019 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 29 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
-7
Holders Change %
-9.33%
% of All Funds
1.48%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
29
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
$6.63M
2
GC
Guggenheim Capital
Illinois
$3.95M
3
LTFS
Ladenburg Thalmann Financial Services
Florida
$3.09M
4
PPA
Parametric Portfolio Associates
Washington
$20.2M
5
UBS Group
UBS Group
Switzerland
$3.49M

Top Sellers

1
BlackRock
BlackRock
New York
$748K
2
RJA
Raymond James & Associates
Florida
$17.2M
3
CRC
Curi RMB Capital
Illinois
$0
4
CCP
Clough Capital Partners
Massachusetts
$0
5
6M
6 Meridian
Kansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$20.2M +$670K +45,681 +3%
AAM
2
Advisors Asset Management
Colorado
$19.7M +$376K +25,644 +2%
RJA
3
Raymond James & Associates
Florida
$17.2M -$1.42M -96,800 -8%
Wells Fargo
4
Wells Fargo
California
$8.88M +$174K +11,834 +2%
Morgan Stanley
5
Morgan Stanley
New York
$7.01M +$284K +19,338 +4%
Koshinski Asset Management
6
Koshinski Asset Management
Illinois
$6.63M -$547K -37,287 -8%
LPL Financial
7
LPL Financial
California
$6.63M +$4.68M +318,790 +239%
JPMorgan Chase & Co
8
JPMorgan Chase & Co
New York
$4.99M +$55K +3,770 +1%
GC
9
Guggenheim Capital
Illinois
$3.95M +$1.02M +69,446 +35%
UBS Group
10
UBS Group
Switzerland
$3.49M +$543K +36,998 +18%
Bank of America
11
Bank of America
North Carolina
$3.41M +$137K +9,369 +4%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$3.16M +$122K +8,298 +4%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$3.09M +$738K +50,329 +31%
AWA
14
Arete Wealth Advisors
Illinois
$3.02M -$791K -53,975 -21%
LCM
15
Landscape Capital Management
New Jersey
$2.45M -$646K -44,052 -21%
Invesco
16
Invesco
Georgia
$2.32M -$412K -28,078 -15%
First Trust Advisors
17
First Trust Advisors
Illinois
$2.3M +$2.58K +176 +0.1%
OA
18
Oxbow Advisors
Texas
$2.18M +$70.3K +4,796 +3%
ACM
19
Advent Capital Management
New York
$2.05M – – –
WCM
20
Windsor Capital Management
Arizona
$1.85M -$48.5K -3,309 -3%
9WM
21
9258 Wealth Management
Ohio
$1.57M -$82K -5,594 -5%
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$1.49M +$61.4K +4,184 +4%
AG
23
Advisor Group
Arizona
$1.31M +$125K +8,546 +11%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1.25M +$53.2K +3,626 +4%
QCIG
25
Quad-Cities Investment Group
Iowa
$814K +$13K +882 +2%
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