AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

49 hedge funds and large institutions have $74.3M invested in Advent Convertible and Income Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
49
Holders Change
+6
Holders Change %
+13.95%
% of All Funds
1.37%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
11
Increased
14
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$6.91M
2
CRC
2
Curi RMB Capital
Illinois
$3.93M
3
DA
3
Doliver Advisors
Texas
$2.93M
4
RCM
4
Rivernorth Capital Management
Florida
$1.45M
5
Citigroup
5
Citigroup
New York
$1.07M

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$6.94M
2
EVM
2
Eaton Vance Management
Massachusetts
$336K
3
Invesco
3
Invesco
Georgia
$815K
4
SJIC
4
St. James Investment Company
Texas
$0
5
AAM
5
Advisors Asset Management
Colorado
$3.34M
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$12.8M 968,284 +67,222 +7%
Ameriprise
2
Ameriprise
Minnesota
$6.94M 526,662 -541,745 -51%
WAM
3
Wolverine Asset Management
Illinois
$6.91M 524,551 +465,341 +786%
OA
4
Oxbow Advisors
Texas
$6.05M 459,364 +64,980 +16%
WCM
5
Windsor Capital Management
Arizona
$4.97M 377,489 -11,250 -3%
Wells Fargo
6
Wells Fargo
California
$4.1M 311,107 -20,460 -6%
CRC
7
Curi RMB Capital
Illinois
$3.93M 298,428 +298,428 New
GC
8
Guggenheim Capital
Illinois
$3.42M 259,245 +7,207 +3%
AAM
9
Advisors Asset Management
Colorado
$3.34M 253,664 -38,352 -13%
Morgan Stanley
10
Morgan Stanley
New York
$3.16M 240,279 +21,992 +10%
DA
11
Doliver Advisors
Texas
$2.93M 222,646 +196,262 +744%
RJA
12
Raymond James & Associates
Florida
$1.98M 150,355 -14,828 -9%
CS
13
Credit Suisse
Switzerland
$1.53M 115,958 -4,000 -3%
RCM
14
Rivernorth Capital Management
Florida
$1.45M 110,326 +110,326 New
Citigroup
15
Citigroup
New York
$1.07M 81,401 +81,007 +20,560%
CIA
16
Capital Investment Advisors
Georgia
$857K 65,056 -590 -0.9%
Invesco
17
Invesco
Georgia
$815K 61,878 -56,770 -48%
MIG
18
Mariner Investment Group
New York
$793K 60,190 +60,190 New
First Trust Advisors
19
First Trust Advisors
Illinois
$787K 59,720 +990 +2%
LCM
20
Landscape Capital Management
New Jersey
$776K 58,931 +36,605 +164%
SFS
21
Shaker Financial Services
Virginia
$769K 58,426 +58,426 New
LPL Financial
22
LPL Financial
California
$738K 55,471 -8,683 -14%
UBS Group
23
UBS Group
Switzerland
$537K 40,753 -307 -0.7%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$526K 39,907 +39,907 New
AWA
25
Arete Wealth Advisors
Illinois
$446K 33,880 +33,880 New
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