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AVK

Advent Convertible and Income Fund

49 hedge funds and large institutions have $74.3M invested in Advent Convertible and Income Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

14% more funds holding

Funds holding: 4349 (+6)

3.25% more ownership

Funds ownership: 21.29%24.55% (+3.3%)

7% less capital invested

Capital invested by funds: $79.7M → $74.3M (-$5.36M)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

Holders
49
Holders Change
+6
Holders Change %
+13.95%
% of All Funds
1.37%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
11
Increased
14
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$12.8M +$1.02M +69,037 +7%
Ameriprise
2
Ameriprise
Minnesota
$6.94M -$8.22M -556,372 -51%
WAM
3
Wolverine Asset Management
Illinois
$6.91M +$7.06M +477,905 +786%
OA
4
Oxbow Advisors
Texas
$6.05M +$985K +66,735 +16%
WCM
5
Windsor Capital Management
Arizona
$4.97M -$171K -11,554 -3%
Wells Fargo
6
Wells Fargo
California
$4.1M -$310K -21,012 -6%
CRC
7
Curi RMB Capital
Illinois
$3.93M +$4.53M +306,486 New
GC
8
Guggenheim Capital
Illinois
$3.42M +$109K +7,402 +3%
AAM
9
Advisors Asset Management
Colorado
$3.34M -$582K -39,387 -13%
Morgan Stanley
10
Morgan Stanley
New York
$3.16M +$334K +22,586 +10%
DA
11
Doliver Advisors
Texas
$2.93M +$2.98M +201,561 +744%
RJA
12
Raymond James & Associates
Florida
$1.98M -$225K -15,228 -9%
CS
13
Credit Suisse
Switzerland
$1.53M -$60.7K -4,108 -3%
RCM
14
Rivernorth Capital Management
Florida
$1.45M +$1.67M +113,305 New
Citigroup
15
Citigroup
New York
$1.07M +$1.23M +83,194 +20,542%
CIA
16
Capital Investment Advisors
Georgia
$857K -$8.93K -605 -0.9%
Invesco
17
Invesco
Georgia
$815K -$861K -58,302 -48%
MIG
18
Mariner Investment Group
New York
$793K +$913K +61,815 New
First Trust Advisors
19
First Trust Advisors
Illinois
$787K +$15K +1,016 +2%
LCM
20
Landscape Capital Management
New Jersey
$776K +$555K +37,593 +164%
SFS
21
Shaker Financial Services
Virginia
$769K +$886K +60,004 New
LPL Financial
22
LPL Financial
California
$738K -$132K -8,917 -14%
UBS Group
23
UBS Group
Switzerland
$537K -$4.67K -316 -0.7%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$526K +$605K +40,984 New
AWA
25
Arete Wealth Advisors
Illinois
$446K +$514K +34,795 New

AVK Hedge Fund Activity: Q3 2015 in Review

49 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q3 2015, worth a combined $74.3M — down 6.7% from $79.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new AVK positions and 5 closed out — a net gain of 6 holders — while 14 added to existing stakes and 16 trimmed.

The largest buyer was Wolverine Asset Management, adding an estimated $7.06M. The largest seller was Ameriprise, cutting an estimated $8.22M.

  • 49 institutional investors held Advent Convertible and Income Fund (AVK) as of Q3 2015, up from 43 in Q2 2015.
  • Funds reported $74.3M of Advent Convertible and Income Fund stock for Q3 2015, down 6.7% quarter-over-quarter.
  • 11 funds opened new Advent Convertible and Income Fund positions in Q3 2015 and 5 closed out, a net change of +6 holders.
  • The largest Advent Convertible and Income Fund buyer in Q3 2015 was Wolverine Asset Management, an estimated $7.06M added.
  • The largest Advent Convertible and Income Fund seller in Q3 2015 was Ameriprise, an estimated $8.22M sold.

Based on aggregated 13F filings for Q3 2015.