AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

41 hedge funds and large institutions have $85.7M invested in Advent Convertible and Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 8 reducing their positions, and 9 closing their positions.

Holders
41
Holders Change
-5
Holders Change %
-10.87%
% of All Funds
1.18%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
4
Increased
24
Reduced
8
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Robinson Capital Management
Michigan
$2.84M
2
PPA
2
Parametric Portfolio Associates
Washington
$8.28M
3
Invesco
3
Invesco
Georgia
$3.49M
4
Ameriprise
4
Ameriprise
Minnesota
$6.16M
5
Wells Fargo
5
Wells Fargo
California
$8.04M

Top Sellers

1
FAM
1
Formidable Asset Management
Ohio
$0
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$0
3
AQR Capital Management
3
AQR Capital Management
Connecticut
$0
4
DA
4
Doliver Advisors
Texas
$0
5
WCM
5
Windsor Capital Management
Arizona
$8.46M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$10.2M 540,571 +2,755 +0.5%
OA
2
Oxbow Advisors
Texas
$8.75M 464,191 +4,961 +1%
WCM
3
Windsor Capital Management
Arizona
$8.46M 449,167 -11,373 -2%
PPA
4
Parametric Portfolio Associates
Washington
$8.28M 439,652 +78,452 +22%
Wells Fargo
5
Wells Fargo
California
$8.04M 426,630 +45,215 +12%
GC
6
Guggenheim Capital
Illinois
$7.75M 411,524 -9,427 -2%
Ameriprise
7
Ameriprise
Minnesota
$6.16M 326,952 +61,488 +23%
Morgan Stanley
8
Morgan Stanley
New York
$4.41M 234,172 +1,968 +0.8%
EVM
9
Eaton Vance Management
Massachusetts
$3.94M 209,017 +3,146 +2%
Invesco
10
Invesco
Georgia
$3.49M 185,383 +69,223 +60%
CS
11
Credit Suisse
Switzerland
$3.27M 173,316 -505 -0.3%
RCM
12
Robinson Capital Management
Michigan
$2.84M 150,973 +150,973 New
RJA
13
Raymond James & Associates
Florida
$1.61M 85,317 +14,614 +21%
LPL Financial
14
LPL Financial
California
$1.44M 76,391 -3,997 -5%
CIA
15
Capital Investment Advisors
Georgia
$1.33M 70,365 -1,025 -1%
SFS
16
Shaker Financial Services
Virginia
$1.11M 59,002 +33,189 +129%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$983K 52,185 +2,933 +6%
First Trust Advisors
18
First Trust Advisors
Illinois
$945K 50,144 +4,146 +9%
U
19
UBS
Switzerland
$599K 31,748 +2,390 +8%
Bank of America
20
Bank of America
North Carolina
$474K 25,138 +346 +1%
AWA
21
Arete Wealth Advisors
Illinois
$363K 19,258 +8,330 +76%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$267K 14,185 +1,085 +8%
SGCA
23
Steel Grove Capital Advisors
Tennessee
$246K 13,058 – –
BCMIO
24
Beacon Capital Management Inc (Ohio)
Ohio
$193K 10,225 -1,000 -9%
DADC
25
D.A. Davidson & Co
Montana
$143K 7,610 -1,750 -19%
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