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AVK

Advent Convertible and Income Fund

41 hedge funds and large institutions have $85.7M invested in Advent Convertible and Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 8 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 8

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

6% more capital invested

Capital invested by funds: $81.2M → $85.7M (+$4.49M)

0.84% more ownership

Funds ownership: 18.98%19.82% (+0.84%)

11% less funds holding

Funds holding: 4641 (-5)

56% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 9

Holders
41
Holders Change
-5
Holders Change %
-10.87%
% of All Funds
1.18%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
4
Increased
24
Reduced
8
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$10.2M +$50.9K +2,829 +0.5%
OA
2
Oxbow Advisors
Texas
$8.74M +$91.6K +5,095 +1%
WCM
3
Windsor Capital Management
Arizona
$8.46M -$210K -11,680 -2%
PPA
4
Parametric Portfolio Associates
Washington
$8.28M +$1.45M +80,571 +22%
Wells Fargo
5
Wells Fargo
California
$8.04M +$835K +46,436 +12%
GC
6
Guggenheim Capital
Illinois
$7.75M -$174K -9,682 -2%
Ameriprise
7
Ameriprise
Minnesota
$6.16M +$1.14M +63,148 +23%
Morgan Stanley
8
Morgan Stanley
New York
$4.41M +$36.3K +2,021 +0.8%
EVM
9
Eaton Vance Management
Massachusetts
$3.94M +$58.1K +3,230 +2%
Invesco
10
Invesco
Georgia
$3.49M +$1.28M +71,092 +60%
CS
11
Credit Suisse
Switzerland
$3.27M -$9.31K -518 -0.3%
RCM
12
Robinson Capital Management
Michigan
$2.84M +$2.79M +155,049 New
RJA
13
Raymond James & Associates
Florida
$1.61M +$270K +15,009 +21%
LPL Financial
14
LPL Financial
California
$1.44M -$73.8K -4,104 -5%
CIA
15
Capital Investment Advisors
Georgia
$1.33M -$18.9K -1,053 -1%
SFS
16
Shaker Financial Services
Virginia
$1.11M +$613K +34,085 +129%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$983K +$54.1K +3,012 +6%
First Trust Advisors
18
First Trust Advisors
Illinois
$945K +$76.5K +4,258 +9%
U
19
UBS
Switzerland
$599K +$44.1K +2,454 +8%
Bank of America
20
Bank of America
North Carolina
$474K +$6.4K +356 +1%
AWA
21
Arete Wealth Advisors
Illinois
$363K +$154K +8,555 +76%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$267K +$20K +1,114 +8%
SGCA
23
Steel Grove Capital Advisors
Tennessee
$246K
BCMIO
24
Beacon Capital Management Inc (Ohio)
Ohio
$193K -$18.5K -1,027 -9%
DADC
25
D.A. Davidson & Co
Montana
$143K -$32.3K -1,798 -19%

AVK Hedge Fund Activity: Q2 2014 in Review

41 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q2 2014, worth a combined $85.7M — up 5.5% from $81.2M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of AVK and 4 opened new positions — a net loss of 5 holders — while 8 trimmed existing stakes and 24 added.

The largest buyer was Robinson Capital Management, opening a new position worth an estimated $2.79M. The largest seller was Formidable Asset Management, exiting entirely with an estimated $2.65M sold.

  • 41 institutional investors held Advent Convertible and Income Fund (AVK) as of Q2 2014, down from 46 in Q1 2014.
  • Funds reported $85.7M of Advent Convertible and Income Fund stock for Q2 2014, up 5.5% quarter-over-quarter.
  • 4 funds opened new Advent Convertible and Income Fund positions in Q2 2014 and 9 closed out, a net change of -5 holders.
  • The largest Advent Convertible and Income Fund buyer in Q2 2014 was Robinson Capital Management, an estimated $2.79M added.
  • The largest Advent Convertible and Income Fund seller in Q2 2014 was Formidable Asset Management, an estimated $2.65M sold.

Based on aggregated 13F filings for Q2 2014.