AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

44 hedge funds and large institutions have $75.5M invested in Advent Convertible and Income Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
17
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
1
Parametric Portfolio Associates
Washington
$10.5M
2
Ameriprise
2
Ameriprise
Minnesota
$6.94M
3
DA
3
Doliver Advisors
Texas
$1M
4
Invesco
4
Invesco
Georgia
$3.81M
5
VKH
5
Virtu KCG Holdings
New York
$327K

Top Sellers

1
EVM
1
Eaton Vance Management
Massachusetts
$0
2
AAM
2
Advisors Asset Management
Colorado
$7.69M
3
RCM
3
Robinson Capital Management
Michigan
$1.21M
4
SFS
4
Shaker Financial Services
Virginia
$0
5
Wells Fargo
5
Wells Fargo
California
$6.31M
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$10.5M 603,127 +163,475 +37%
WCM
2
Windsor Capital Management
Arizona
$7.8M 449,850 +683 +0.2%
AAM
3
Advisors Asset Management
Colorado
$7.69M 443,457 -97,114 -18%
OA
4
Oxbow Advisors
Texas
$7.44M 429,040 -35,151 -8%
GC
5
Guggenheim Capital
Illinois
$7.02M 404,678 -6,846 -2%
Ameriprise
6
Ameriprise
Minnesota
$6.94M 401,238 +74,286 +23%
Wells Fargo
7
Wells Fargo
California
$6.31M 363,955 -62,675 -15%
Morgan Stanley
8
Morgan Stanley
New York
$3.99M 230,360 -3,812 -2%
Invesco
9
Invesco
Georgia
$3.81M 219,676 +34,293 +18%
CS
10
Credit Suisse
Switzerland
$2.17M 125,345 -47,971 -28%
RJA
11
Raymond James & Associates
Florida
$1.55M 89,561 +4,244 +5%
LPL Financial
12
LPL Financial
California
$1.49M 86,102 +9,711 +13%
RCM
13
Robinson Capital Management
Michigan
$1.21M 69,916 -81,057 -54%
CIA
14
Capital Investment Advisors
Georgia
$1.2M 69,160 -1,205 -2%
DA
15
Doliver Advisors
Texas
$1M 57,736 +57,736 New
RJFSA
16
Raymond James Financial Services Advisors
Florida
$960K 55,346 +3,161 +6%
First Trust Advisors
17
First Trust Advisors
Illinois
$901K 51,969 +1,825 +4%
U
18
UBS
Switzerland
$622K 35,874 +4,126 +13%
AWA
19
Arete Wealth Advisors
Illinois
$478K 27,586 +8,328 +43%
Bank of America
20
Bank of America
North Carolina
$456K 26,301 +1,163 +5%
VKH
21
Virtu KCG Holdings
New York
$327K 18,879 +18,879 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$246K 14,185 – –
CIBC World Market
23
CIBC World Market
Ontario, Canada
$236K 13,627 +13,627 New
SGCA
24
Steel Grove Capital Advisors
Tennessee
$226K 13,058 – –
WAM
25
Wolverine Asset Management
Illinois
$216K 12,490 +12,490 New
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