Shaker Financial Services’s Advent Convertible and Income Fund AVK Stock Holding History

Shaker Financial Services’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$510K	Buy	44,505 +14,526	+48%	+$181K	0.17%	115
2026 Q2	$393K	Sell	29,979 -6,451	-18%	-$81.2K	0.12%	119
2026 Q1	$407K	Buy	36,430 +15,496	+74%	+$192K	0.14%	118
2025 Q4	$263K	Sell	20,934 -27,176	-56%	-$344K	0.08%	160
2025 Q3	$615K	Buy	+48,110	New	+$597K	0.21%	99
2025 Q2	–	Sell	-20,421	Closed	-$235K	–	153
2025 Q1	$235K	Buy	+20,421	New	+$244K	0.09%	141
2024 Q4	–	Sell	-41,596	Closed	-$488K	–	178
2024 Q3	$488K	Buy	+41,596	New	+$500K	0.18%	114
2024 Q2	–	Sell	-102,490	Closed	-$1.19M	–	160
2024 Q1	$1.19M	Sell	102,490 -131,482	-56%	-$1.5M	0.46%	70
2023 Q4	$2.59M	Buy	233,972 +17,601	+8%	+$177K	1.06%	35
2023 Q3	$2.21M	Buy	216,371 +71,810	+50%	+$796K	1.03%	27
2023 Q2	$1.65M	Buy	144,561 +58,889	+69%	+$661K	0.72%	53
2023 Q1	$964K	Sell	85,672 -14,012	-14%	-$165K	0.42%	76
2022 Q4	$1.06M	Buy	+99,684	New	+$1.11M	0.5%	61
2021 Q3	–	Sell	-50,506	Closed	-$948K	–	143
2021 Q2	$948K	Buy	50,506 +9,129	+22%	+$166K	0.35%	92
2021 Q1	$712K	Buy	41,377 +21,223	+105%	+$355K	0.28%	102
2020 Q4	$324K	Buy	+20,154	New	+$297K	0.14%	134
2020 Q3	–	Sell	-29,544	Closed	-$376K	–	156
2020 Q2	$376K	Buy	+29,544	New	+$353K	0.21%	122
2020 Q1	–	Sell	-23,253	Closed	-$352K	–	159
2019 Q4	$352K	Sell	23,253 -42,960	-65%	-$627K	0.16%	109
2019 Q3	$940K	Buy	+66,213	New	+$945K	0.48%	62
2018 Q4	–	Sell	-127,192	Closed	-$1.94M	–	124
2018 Q3	$1.94M	Buy	+127,192	New	+$1.93M	0.93%	36
2018 Q2	–	Sell	-50,408	Closed	-$740K	–	107
2018 Q1	$740K	Sell	50,408 -19,252	-28%	-$295K	0.36%	75
2017 Q4	$1.08M	Buy	69,660 +3,745	+6%	+$58.2K	0.51%	64
2017 Q3	$1.04M	Buy	+65,915	New	+$1.04M	0.55%	57
2017 Q2	–	Sell	-10,855	Closed	-$166K	–	107
2017 Q1	$166K	Sell	10,855 -5,531	-34%	-$83.8K	0.09%	103
2016 Q4	$234K	Sell	16,386 -9,433	-37%	-$131K	0.14%	97
2016 Q3	$367K	Buy	+25,819	New	+$368K	0.24%	86
2016 Q2	–	Sell	-17,356	Closed	-$223K	–	111
2016 Q1	$223K	Sell	17,356 -26,484	-60%	-$323K	0.16%	78
2015 Q4	$577K	Sell	43,840 -16,164	-27%	-$217K	0.4%	65
2015 Q3	$769K	Buy	+60,004	New	+$886K	0.58%	54
2015 Q2	–	Sell	-49,453	Closed	-$832K	–	116
2015 Q1	$832K	Buy	49,453 +7,287	+17%	+$119K	0.52%	65
2014 Q4	$671K	Buy	+42,166	New	+$691K	0.43%	71
2014 Q3	–	Sell	-60,595	Closed	-$1.11M	–	133
2014 Q2	$1.11M	Buy	60,595 +34,085	+129%	+$613K	0.68%	49
2014 Q1	$480K	Buy	+26,510	New	+$482K	0.32%	91
2013 Q4	–	Sell	-19,154	Closed	-$328K	–	158
2013 Q3	$328K	Buy	+19,154	New	+$325K	0.24%	122

Other funds holding AVK

Absolute Investment Advisers Rosemary Beach, Florida $1.09B AUM 1.92% 1-Year Est. Return

Cyndeo Wealth Partners St. Petersburg, Florida $2.21B AUM 17.29% 1-Year Est. Return

NWF Advisory Services Los Angeles, California $1.07B AUM 35.62% 1-Year Est. Return

Stolper & Co Tulsa, Oklahoma $387M AUM 17.93% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

PMG Family Office Plano, Texas $108M AUM 8.93% 1-Year Est. Return

Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return

SCM

Sage Capital Management Stockton, New Jersey $263M AUM 22.29% 1-Year Est. Return

Centurion Wealth Management Mclean, Virginia $415M AUM 17.23% 1-Year Est. Return

Private Trust Company Cleveland, Ohio $1.27B AUM 20.99% 1-Year Est. Return

Shaker Financial Services's AVK Position: Q3 2026 in Review

Shaker Financial Services increased its Advent Convertible and Income Fund (AVK) stake by 48% in Q3 2026, buying an estimated $181K and bringing the position to 44,505 shares worth $510K. The position accounts for 0.17% of the portfolio, ranked #115.

Shaker Financial Services first reported a position in AVK in Q3 2013 and has held it in 34 quarters since. The position peaked at $2.59M in Q4 2023. 24 funds tracked by Wall St. Rank hold AVK as of Q3 2026.

Shaker Financial Services held 44,505 shares of Advent Convertible and Income Fund worth $510K as of Q3 2026.
Shaker Financial Services bought 14,526 Advent Convertible and Income Fund shares in Q3 2026, an estimated $181K.
Advent Convertible and Income Fund made up 0.17% of Shaker Financial Services's portfolio in Q3 2026, its #115 holding.
Shaker Financial Services first reported a position in Advent Convertible and Income Fund in Q3 2013 and has held it in 34 quarters since.
Shaker Financial Services's Advent Convertible and Income Fund position peaked at $2.59M in Q4 2023.
24 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q3 2026.

Based on Shaker Financial Services's 13F filing for Q3 2026, filed 14 Oct 2026.