AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

81 hedge funds and large institutions have $136M invested in Advent Convertible and Income Fund in 2018 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 27 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
+7
Holders Change %
+9.46%
% of All Funds
1.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
16
Increased
27
Reduced
24
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
$15.1M
2
RCM
Rivernorth Capital Management
Florida
$11.9M
3
WAM
Wolverine Asset Management
Illinois
$2M
4
LCM
Landscape Capital Management
New Jersey
$2.26M
5
CCP
Clough Capital Partners
Massachusetts
$1.32M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$2.71M
2
SFS
Shaker Financial Services
Virginia
$0
3
Wells Fargo
Wells Fargo
California
$8.37M
4
LCM
Laurion Capital Management
New York
$0
5
CA
Cornerstone Advisors
North Carolina
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$15.5M +$141K +11,539 +0.9%
AAM
2
Advisors Asset Management
Colorado
$15.5M +$160K +13,126 +1%
RJA
3
Raymond James & Associates
Florida
$15.1M +$10.8M +881,097 +249%
RCM
4
Rivernorth Capital Management
Florida
$11.9M +$3.88M +318,047 +48%
Wells Fargo
5
Wells Fargo
California
$8.37M -$1.44M -117,535 -15%
Morgan Stanley
6
Morgan Stanley
New York
$7.37M +$126K +10,312 +2%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$5.89M +$436K +35,740 +8%
JPMorgan Chase & Co
8
JPMorgan Chase & Co
New York
$5.26M +$124K +10,145 +2%
CRC
9
Curi RMB Capital
Illinois
$3.96M -$87.4K -7,160 -2%
Invesco
10
Invesco
Georgia
$3.57M -$135K -11,069 -4%
BlackRock
11
BlackRock
New York
$3.12M – – –
AWA
12
Arete Wealth Advisors
Illinois
$3M +$15.1K +1,237 +0.5%
Bank of America
13
Bank of America
North Carolina
$2.71M -$4.51M -369,220 -62%
UBS Group
14
UBS Group
Switzerland
$2.45M +$319K +26,118 +15%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.43M +$141K +11,581 +6%
LCM
16
Landscape Capital Management
New Jersey
$2.26M +$1.96M +160,122 +644%
GC
17
Guggenheim Capital
Illinois
$2.07M -$44.6K -3,650 -2%
WAM
18
Wolverine Asset Management
Illinois
$2M +$2M +163,486 New
First Trust Advisors
19
First Trust Advisors
Illinois
$1.81M -$134K -10,944 -7%
OA
20
Oxbow Advisors
Texas
$1.75M +$635 +52 +0%
WCM
21
Windsor Capital Management
Arizona
$1.62M -$68.9K -5,645 -4%
9WM
22
9258 Wealth Management
Ohio
$1.38M +$1.38M +112,888 New
CCP
23
Clough Capital Partners
Massachusetts
$1.32M +$729K +59,713 +123%
ACM
24
Advent Capital Management
New York
$1.25M +$251K +20,540 +25%
MAFM
25
Mid Atlantic Financial Management
Pennsylvania
$1.18M +$1.18M +96,290 New
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