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AVK

Advent Convertible and Income Fund

74 hedge funds and large institutions have $148M invested in Advent Convertible and Income Fund in 2018 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 34 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

475% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 4

325% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 8

72% more capital invested

Capital invested by funds: $85.7M → $148M (+$62M)

35% more funds holding

Funds holding: 5574 (+19)

9.13% less ownership

Funds ownership: 24.4%15.27% (-9.1%)

Holders
74
Holders Change
+19
Holders Change %
+34.55%
% of All Funds
1.69%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
23
Increased
34
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$19.2M +$4.93M +324,178 +35%
AAM
2
Advisors Asset Management
Colorado
$19.2M +$10.2M +668,341 +113%
Wells Fargo
3
Wells Fargo
California
$12.2M +$4.31M +283,646 +55%
RCM
4
Rivernorth Capital Management
Florida
$10M +$5.73M +377,134 +134%
Morgan Stanley
5
Morgan Stanley
New York
$9.05M +$3.67M +241,416 +69%
Bank of America
6
Bank of America
North Carolina
$9.03M +$3.02M +198,416 +50%
Koshinski Asset Management
7
Koshinski Asset Management
Illinois
$6.81M +$4.4M +289,393 +184%
JP Morgan Chase
8
JP Morgan Chase
New York
$6.42M +$6.4M +420,888 New
RJA
9
Raymond James & Associates
Florida
$5.39M +$672K +44,195 +14%
CRC
10
Curi RMB Capital
Illinois
$5.06M +$1.19M +78,188 +31%
Invesco
11
Invesco
Georgia
$4.63M +$1.46M +95,926 +46%
BlackRock
12
BlackRock
New York
$3.9M +$1.93M +126,758 +99%
AWA
13
Arete Wealth Advisors
Illinois
$3.73M +$204K +13,426 +6%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.86M +$1.59M +104,646 +126%
UBS Group
15
UBS Group
Switzerland
$2.66M +$1.45M +95,202 +121%
GC
16
Guggenheim Capital
Illinois
$2.64M +$754K +49,637 +40%
First Trust Advisors
17
First Trust Advisors
Illinois
$2.43M +$76.3K +5,020 +3%
OA
18
Oxbow Advisors
Texas
$2.18M -$155K -10,167 -7%
WCM
19
Windsor Capital Management
Arizona
$2.12M -$167K -10,978 -7%
SFS
20
Shaker Financial Services
Virginia
$1.94M +$1.93M +127,192 New
LCM
21
Laurion Capital Management
New York
$1.29M -$2.09M -137,269 -62%
ACM
22
Advent Capital Management
New York
$1.25M +$1.25M +82,160 New
AG
23
Advisor Group
Arizona
$1.25M +$1.16M +76,319 +1,330%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1.08M +$641K +42,196 +151%
EDRIA
25
Edmonds Duncan Registered Investment Advisors
Kansas
$1.02M +$70.9K +4,664 +7%

AVK Hedge Fund Activity: Q3 2018 in Review

74 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q3 2018, worth a combined $148M — up 72% from $85.7M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new AVK positions and 4 closed out — a net gain of 19 holders — while 34 added to existing stakes and 8 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $10.2M. The largest seller was Laurion Capital Management, cutting an estimated $2.09M.

  • 74 institutional investors held Advent Convertible and Income Fund (AVK) as of Q3 2018, up from 55 in Q2 2018.
  • Funds reported $148M of Advent Convertible and Income Fund stock for Q3 2018, up 72% quarter-over-quarter.
  • 23 funds opened new Advent Convertible and Income Fund positions in Q3 2018 and 4 closed out, a net change of +19 holders.
  • The largest Advent Convertible and Income Fund buyer in Q3 2018 was Advisors Asset Management, an estimated $10.2M added.
  • The largest Advent Convertible and Income Fund seller in Q3 2018 was Laurion Capital Management, an estimated $2.09M sold.

Based on aggregated 13F filings for Q3 2018.