AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

64 hedge funds and large institutions have $98.6M invested in Advent Convertible and Income Fund in 2017 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 28 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+10
Holders Change %
+18.52%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
28
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
Parametric Portfolio Associates
Washington
$12.6M
2
WAM
Wolverine Asset Management
Illinois
$3.07M
3
AAM
Advisors Asset Management
Colorado
$7.87M
4
Invesco
Invesco
Georgia
$2.66M
5
CRC
Curi RMB Capital
Illinois
$2.65M

Top Sellers

1
SCM
Saba Capital Management
New York
$8.83M
2
SIA
Sit Investment Associates
Minnesota
$4.11M
3
WCM
Windsor Capital Management
Arizona
$2.49M
4
Wells Fargo
Wells Fargo
California
$9.56M
5
LCM
Laurion Capital Management
New York
$1.56M
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$12.6M +$4.39M +284,156 +53%
Wells Fargo
2
Wells Fargo
California
$9.56M -$1.63M -105,249 -15%
SCM
3
Saba Capital Management
New York
$8.83M -$8.17M -528,364 -48%
RCM
4
Rivernorth Capital Management
Florida
$7.89M +$106K +6,867 +1%
AAM
5
Advisors Asset Management
Colorado
$7.87M +$2.45M +158,380 +45%
Bank of America
6
Bank of America
North Carolina
$5.69M +$332K +21,494 +6%
Morgan Stanley
7
Morgan Stanley
New York
$4.96M -$140K -9,085 -3%
SIA
8
Sit Investment Associates
Minnesota
$4.11M -$1.75M -113,386 -30%
RJA
9
Raymond James & Associates
Florida
$3.3M +$115K +7,414 +4%
WAM
10
Wolverine Asset Management
Illinois
$3.07M +$2.8M +181,374 +1,070%
AWA
11
Arete Wealth Advisors
Illinois
$2.91M +$212K +13,688 +8%
Invesco
12
Invesco
Georgia
$2.66M +$1.23M +79,503 +86%
CRC
13
Curi RMB Capital
Illinois
$2.65M +$1.13M +72,863 +74%
GC
14
Guggenheim Capital
Illinois
$2.54M -$803K -51,958 -24%
WCM
15
Windsor Capital Management
Arizona
$2.49M -$1.67M -108,279 -40%
First Trust Advisors
16
First Trust Advisors
Illinois
$2.08M +$160K +10,374 +8%
Koshinski Asset Management
17
Koshinski Asset Management
Illinois
$1.92M -$208K -13,449 -10%
LCM
18
Laurion Capital Management
New York
$1.56M -$886K -57,320 -36%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.42M +$442K +28,563 +45%
UBS Group
20
UBS Group
Switzerland
$1.27M +$72K +4,654 +6%
SFS
21
Shaker Financial Services
Virginia
$1.08M +$57.9K +3,745 +6%
EDRIA
22
Edmonds Duncan Registered Investment Advisors
Kansas
$1.01M -$134K -8,653 -12%
DA
23
Doliver Advisors
Texas
$799K +$112K +7,259 +16%
RCM
24
Robinson Capital Management
Michigan
$670K -$325K -20,999 -33%
LCM
25
Landscape Capital Management
New Jersey
$598K +$598K +38,645 New
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