AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

43 hedge funds and large institutions have $76M invested in Advent Convertible and Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 17 reducing their positions, and 6 closing their positions.

Holders
43
Holders Change
–
Holders Change %
0%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
7
Increased
11
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.01M
2
DA
2
Doliver Advisors
Texas
$548K
3
AAM
3
Advisors Asset Management
Colorado
$9.24M
4
OA
4
Oxbow Advisors
Texas
$6.55M
5
SFS
5
Shaker Financial Services
Virginia
$328K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$1.74M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$940K
3
GC
3
Guggenheim Capital
Illinois
$9.61M
4
VAM
4
Visium Asset Management
New York
$0
5
PPA
5
Parametric Portfolio Associates
Washington
$6.06M
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$9.61M 546,278 -58,159 -10%
AAM
2
Advisors Asset Management
Colorado
$9.24M 525,161 +30,283 +6%
Wells Fargo
3
Wells Fargo
California
$8.35M 474,680 -14,868 -3%
WCM
4
Windsor Capital Management
Arizona
$8.29M 471,110 -1,791 -0.4%
OA
5
Oxbow Advisors
Texas
$6.55M 372,162 +29,557 +9%
PPA
6
Parametric Portfolio Associates
Washington
$6.06M 344,631 -21,544 -6%
Morgan Stanley
7
Morgan Stanley
New York
$5.89M 334,785 +17,766 +6%
Ameriprise
8
Ameriprise
Minnesota
$3.85M 218,787 +13,973 +7%
CS
9
Credit Suisse
Switzerland
$2.86M 162,545 -1,355 -0.8%
FAM
10
Formidable Asset Management
Ohio
$2.6M 148,315 +148,315 New
RCM
11
Rivernorth Capital Management
Florida
$1.74M 98,882 -137,811 -58%
LPL Financial
12
LPL Financial
California
$1.57M 88,990 -666 -0.7%
RJA
13
Raymond James & Associates
Florida
$1.12M 63,598 -10,680 -14%
WAM
14
Wolverine Asset Management
Illinois
$1.01M 57,277 +33,328 +139%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$979K 55,630 -1,320 -2%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$940K 53,452 -78,784 -60%
Invesco
17
Invesco
Georgia
$839K 47,701 -135 -0.3%
Bank of America
18
Bank of America
North Carolina
$583K 33,139 -6,797 -17%
U
19
UBS
Switzerland
$565K 32,128 -2,188 -6%
DA
20
Doliver Advisors
Texas
$548K 31,175 +31,175 New
AQR Capital Management
21
AQR Capital Management
Connecticut
$517K 29,403 +12,746 +77%
SFS
22
Shaker Financial Services
Virginia
$328K 18,650 +18,650 New
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$276K 15,700 +15,700 New
SGCA
24
Steel Grove Capital Advisors
Tennessee
$247K 14,051 – –
Jane Street
25
Jane Street
New York
$223K 12,688 +12,688 New
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