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AVK

Advent Convertible and Income Fund

43 hedge funds and large institutions have $76M invested in Advent Convertible and Income Fund in 2013 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

3% more capital invested

Capital invested by funds: $73.7M → $76M (+$2.31M)

0% more funds holding

Funds holding: 4343 (0)

0.13% less ownership

Funds ownership: 18.96%18.83% (-0.13%)

35% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 17

Holders
43
Holders Change
Holders Change %
0%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
7
Increased
11
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$9.61M -$1.01M -59,729 -10%
AAM
2
Advisors Asset Management
Colorado
$9.24M +$528K +31,100 +6%
Wells Fargo
3
Wells Fargo
California
$8.35M -$259K -15,270 -3%
WCM
4
Windsor Capital Management
Arizona
$8.29M -$31.2K -1,839 -0.4%
OA
5
Oxbow Advisors
Texas
$6.55M +$515K +30,355 +9%
PPA
6
Parametric Portfolio Associates
Washington
$6.06M -$376K -22,126 -6%
Morgan Stanley
7
Morgan Stanley
New York
$5.89M +$310K +18,245 +6%
Ameriprise
8
Ameriprise
Minnesota
$3.85M +$244K +14,350 +7%
CS
9
Credit Suisse
Switzerland
$2.86M -$23.6K -1,391 -0.8%
FAM
10
Formidable Asset Management
Ohio
$2.6M +$2.59M +152,320 New
RCM
11
Rivernorth Capital Management
Florida
$1.74M -$2.4M -141,532 -58%
LPL Financial
12
LPL Financial
California
$1.56M -$11.6K -684 -0.7%
RJA
13
Raymond James & Associates
Florida
$1.12M -$186K -10,969 -14%
WAM
14
Wolverine Asset Management
Illinois
$1.01M +$581K +34,227 +139%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$979K -$23K -1,356 -2%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$940K -$1.37M -80,911 -60%
Invesco
17
Invesco
Georgia
$839K -$2.36K -139 -0.3%
Bank of America
18
Bank of America
North Carolina
$583K -$119K -6,980 -17%
U
19
UBS
Switzerland
$565K -$38.2K -2,248 -6%
DA
20
Doliver Advisors
Texas
$548K +$544K +32,017 New
AQR Capital Management
21
AQR Capital Management
Connecticut
$517K +$222K +13,090 +77%
SFS
22
Shaker Financial Services
Virginia
$328K +$325K +19,154 New
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$276K +$274K +16,124 New
SGCA
24
Steel Grove Capital Advisors
Tennessee
$247K
Jane Street
25
Jane Street
New York
$223K +$221K +13,031 New

AVK Hedge Fund Activity: Q3 2013 in Review

43 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q3 2013, worth a combined $76M — up 3.1% from $73.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new AVK positions and 6 closed out — a net gain of 1 holder — while 11 added to existing stakes and 17 trimmed.

The largest buyer was Wolverine Asset Management, adding an estimated $581K. The largest seller was Rivernorth Capital Management, cutting an estimated $2.4M.

  • 43 institutional investors held Advent Convertible and Income Fund (AVK) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $76M of Advent Convertible and Income Fund stock for Q3 2013, up 3.1% quarter-over-quarter.
  • 7 funds opened new Advent Convertible and Income Fund positions in Q3 2013 and 6 closed out, a net change of +1 holder.
  • The largest Advent Convertible and Income Fund buyer in Q3 2013 was Wolverine Asset Management, an estimated $581K added.
  • The largest Advent Convertible and Income Fund seller in Q3 2013 was Rivernorth Capital Management, an estimated $2.4M sold.

Based on aggregated 13F filings for Q3 2013.