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AVK

Advent Convertible and Income Fund

61 hedge funds and large institutions have $94.5M invested in Advent Convertible and Income Fund in 2018 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 21

0.17% more ownership

Funds ownership: 27.04%27.21% (+0.17%)

4% less capital invested

Capital invested by funds: $98.6M → $94.5M (-$4.07M)

5% less funds holding

Funds holding: 6461 (-3)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
61
Holders Change
-3
Holders Change %
-4.69%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
24
Reduced
21
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$13.4M +$1.44M +94,223 +12%
Wells Fargo
2
Wells Fargo
California
$9.14M +$71K +4,633 +0.7%
AAM
3
Advisors Asset Management
Colorado
$8.14M +$456K +29,767 +6%
RCM
4
Rivernorth Capital Management
Florida
$6.02M -$1.54M -100,636 -20%
Morgan Stanley
5
Morgan Stanley
New York
$5.26M +$578K +37,725 +12%
Bank of America
6
Bank of America
North Carolina
$5.01M -$401K -26,162 -7%
RJA
7
Raymond James & Associates
Florida
$4.44M +$1.36M +88,688 +42%
SCM
8
Saba Capital Management
New York
$4.23M -$4.33M -282,632 -50%
CRC
9
Curi RMB Capital
Illinois
$3.51M +$1.04M +67,649 +39%
EVM
10
Eaton Vance Management
Massachusetts
$3.29M +$3.34M +217,884 New
LCM
11
Laurion Capital Management
New York
$3.26M +$1.85M +120,570 +119%
AWA
12
Arete Wealth Advisors
Illinois
$3.14M +$390K +25,483 +14%
Invesco
13
Invesco
Georgia
$2.92M +$414K +27,012 +16%
WAM
14
Wolverine Asset Management
Illinois
$2.85M -$60.7K -3,965 -2%
WCM
15
Windsor Capital Management
Arizona
$2.24M -$133K -8,655 -5%
GC
16
Guggenheim Capital
Illinois
$2.14M -$291K -18,992 -12%
SIA
17
Sit Investment Associates
Minnesota
$2.08M -$1.91M -124,411 -47%
First Trust Advisors
18
First Trust Advisors
Illinois
$2.01M +$37.8K +2,471 +2%
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
$1.52M -$317K -20,683 -17%
UBS Group
20
UBS Group
Switzerland
$1.13M -$74.6K -4,871 -6%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.1M -$256K -16,727 -18%
EDRIA
22
Edmonds Duncan Registered Investment Advisors
Kansas
$963K
SFS
23
Shaker Financial Services
Virginia
$740K -$295K -19,252 -28%
QCIG
24
Quad-Cities Investment Group
Iowa
$714K +$743K +48,507 New
LPL Financial
25
LPL Financial
California
$683K +$127K +8,308 +22%

AVK Hedge Fund Activity: Q1 2018 in Review

61 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q1 2018, worth a combined $94.5M — down 4.1% from $98.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of AVK and 6 opened new positions — a net loss of 3 holders — while 21 trimmed existing stakes and 24 added.

The largest buyer was Eaton Vance Management, opening a new position worth an estimated $3.34M. The largest seller was Saba Capital Management, cutting an estimated $4.33M.

  • 61 institutional investors held Advent Convertible and Income Fund (AVK) as of Q1 2018, down from 64 in Q4 2017.
  • Funds reported $94.5M of Advent Convertible and Income Fund stock for Q1 2018, down 4.1% quarter-over-quarter.
  • 6 funds opened new Advent Convertible and Income Fund positions in Q1 2018 and 9 closed out, a net change of -3 holders.
  • The largest Advent Convertible and Income Fund buyer in Q1 2018 was Eaton Vance Management, an estimated $3.34M added.
  • The largest Advent Convertible and Income Fund seller in Q1 2018 was Saba Capital Management, an estimated $4.33M sold.

Based on aggregated 13F filings for Q1 2018.