AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

61 hedge funds and large institutions have $94.5M invested in Advent Convertible and Income Fund in 2018 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 21 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
-3
Holders Change %
-4.69%
% of All Funds
1.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
24
Reduced
21
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
EVM
Eaton Vance Management
Massachusetts
+$3.29M
2
LCM
Laurion Capital Management
New York
+$1.77M
3
PPA
Parametric Portfolio Associates
Washington
+$1.38M
4
RJA
Raymond James & Associates
Florida
+$1.3M
5
CRC
Curi RMB Capital
Illinois
+$993K

Top Sellers

1
SCM
Saba Capital Management
New York
-$4.15M
2
SIA
Sit Investment Associates
Minnesota
-$1.83M
3
RCM
Rivernorth Capital Management
Florida
-$1.48M
4
RCM
Robinson Capital Management
Michigan
-$670K
5
Millennium Management
Millennium Management
New York
-$390K
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$13.4M +$1.38M +94,223 +12%
Wells Fargo
2
Wells Fargo
California
$9.14M +$68K +4,633 +0.7%
AAM
3
Advisors Asset Management
Colorado
$8.14M +$450K +29,767 +6%
RCM
4
Rivernorth Capital Management
Florida
$6.02M -$1.48M -100,636 -20%
Morgan Stanley
5
Morgan Stanley
New York
$5.26M +$554K +37,725 +12%
Bank of America
6
Bank of America
North Carolina
$5.02M -$384K -26,162 -7%
RJA
7
Raymond James & Associates
Florida
$4.44M +$1.3M +88,688 +42%
SCM
8
Saba Capital Management
New York
$4.23M -$4.15M -282,632 -50%
CRC
9
Curi RMB Capital
Illinois
$3.51M +$993K +67,649 +39%
EVM
10
Eaton Vance Management
Massachusetts
$3.29M +$3.29M +217,884 New
LCM
11
Laurion Capital Management
New York
$3.26M +$1.77M +120,570 +119%
AWA
12
Arete Wealth Advisors
Illinois
$3.14M +$374K +25,483 +14%
Invesco
13
Invesco
Georgia
$2.92M +$397K +27,012 +16%
WAM
14
Wolverine Asset Management
Illinois
$2.85M -$58.2K -3,965 -2%
WCM
15
Windsor Capital Management
Arizona
$2.24M -$127K -8,655 -5%
GC
16
Guggenheim Capital
Illinois
$2.14M -$279K -18,992 -12%
SIA
17
Sit Investment Associates
Minnesota
$2.08M -$1.83M -124,411 -47%
First Trust Advisors
18
First Trust Advisors
Illinois
$2.01M +$36.3K +2,471 +2%
Koshinski Asset Management
19
Koshinski Asset Management
Illinois
$1.52M -$304K -20,683 -17%
UBS Group
20
UBS Group
Switzerland
$1.13M -$71.5K -4,871 -6%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.1M -$246K -16,727 -18%
EDRIA
22
Edmonds Duncan Registered Investment Advisors
Kansas
$963K – – –
SFS
23
Shaker Financial Services
Virginia
$740K -$283K -19,252 -28%
QCIG
24
Quad-Cities Investment Group
Iowa
$714K +$714K +48,507 New
LPL Financial
25
LPL Financial
California
$683K +$122K +8,308 +22%
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