AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

56 hedge funds and large institutions have $121M invested in Advent Convertible and Income Fund in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 24 increasing their positions, 14 reducing their positions, and 5 closing their positions.

Holders
56
Holders Change
+6
Holders Change %
+12%
% of All Funds
1.5%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
11
Increased
24
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$35.5M
2
SIA
2
Sit Investment Associates
Minnesota
$2.4M
3
Wells Fargo
3
Wells Fargo
California
$7.39M
4
AWA
4
Arete Wealth Advisors
Illinois
$1.61M
5
RJA
5
Raymond James & Associates
Florida
$2.49M

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$0
2
OA
2
Oxbow Advisors
Texas
$12.5M
3
LCM
3
Landscape Capital Management
New Jersey
$524K
4
WAM
4
Wolverine Asset Management
Illinois
$0
5
CA
5
Cornerstone Advisors
North Carolina
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$35.5M 2,434,545 +191,386 +9%
RCM
2
Rivernorth Capital Management
Florida
$15.9M 1,091,736 +21,480 +2%
OA
3
Oxbow Advisors
Texas
$12.5M 857,212 -54,358 -6%
Morgan Stanley
4
Morgan Stanley
New York
$7.48M 512,870 +13,664 +3%
Wells Fargo
5
Wells Fargo
California
$7.39M 506,600 +130,919 +35%
EVM
6
Eaton Vance Management
Massachusetts
$6.18M 423,809 +29 +0%
AAM
7
Advisors Asset Management
Colorado
$5.01M 343,332 +15,700 +5%
GC
8
Guggenheim Capital
Illinois
$4.59M 314,605 +21,204 +7%
WCM
9
Windsor Capital Management
Arizona
$4.33M 296,989 -18,821 -6%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$3.45M 236,655 +2,769 +1%
RJA
11
Raymond James & Associates
Florida
$2.49M 170,993 +76,973 +82%
SIA
12
Sit Investment Associates
Minnesota
$2.4M 164,736 +164,736 New
AWA
13
Arete Wealth Advisors
Illinois
$1.61M 110,154 +110,154 New
RCM
14
Robinson Capital Management
Michigan
$1.19M 81,808 +2,645 +3%
First Trust Advisors
15
First Trust Advisors
Illinois
$993K 68,102 +1,441 +2%
Ameriprise
16
Ameriprise
Minnesota
$947K 64,953 -17,927 -22%
Bank of America
17
Bank of America
North Carolina
$857K 58,774 -7,704 -12%
LPL Financial
18
LPL Financial
California
$798K 54,828 -532 -1%
CAN
19
Cetera Advisor Networks
California
$723K 49,596 +24,380 +97%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$673K 46,135 +16,433 +55%
CIA
21
Capital Investment Advisors
Georgia
$561K 38,496 -1,032 -3%
LCM
22
Landscape Capital Management
New Jersey
$524K 35,931 -51,071 -59%
EDRIA
23
Edmonds Duncan Registered Investment Advisors
Kansas
$477K 33,579 +33,579 New
CI
24
Cavalier Investments
Georgia
$449K 30,784 +30,784 New
UBS Group
25
UBS Group
Switzerland
$400K 27,435 -1,082 -4%
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