AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

43 hedge funds and large institutions have $79.7M invested in Advent Convertible and Income Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 12 closing their positions.

Holders
43
Holders Change
-8
Holders Change %
-15.69%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
18
Reduced
15
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$17.4M
2
PPA
2
Parametric Portfolio Associates
Washington
$14.7M
3
LCM
3
Landscape Capital Management
New Jersey
$364K
4
DA
4
Doliver Advisors
Texas
$430K
5
OA
5
Oxbow Advisors
Texas
$6.43M

Top Sellers

1
Invesco
1
Invesco
Georgia
$1.94M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$0
4
WAM
4
Wolverine Asset Management
Illinois
$965K
5
AWA
5
Arete Wealth Advisors
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Ameriprise
1
Ameriprise
Minnesota
$17.4M 1,068,407 +324,017 +44%
PPA
2
Parametric Portfolio Associates
Washington
$14.7M 901,062 +95,964 +12%
OA
3
Oxbow Advisors
Texas
$6.43M 394,384 +10,806 +3%
WCM
4
Windsor Capital Management
Arizona
$6.34M 388,739 -7,129 -2%
Wells Fargo
5
Wells Fargo
California
$5.41M 331,567 -34,808 -10%
AAM
6
Advisors Asset Management
Colorado
$4.76M 292,016 -3,391 -1%
GC
7
Guggenheim Capital
Illinois
$4.11M 252,038 -16,822 -6%
Morgan Stanley
8
Morgan Stanley
New York
$3.56M 218,287 -22,453 -9%
RJA
9
Raymond James & Associates
Florida
$2.69M 165,183 +4,945 +3%
EVM
10
Eaton Vance Management
Massachusetts
$2.14M 132,922 +2,144 +2%
CS
11
Credit Suisse
Switzerland
$1.96M 119,958 +848 +0.7%
Invesco
12
Invesco
Georgia
$1.94M 118,648 -54,194 -31%
CIA
13
Capital Investment Advisors
Georgia
$1.07M 65,646 -1,600 -2%
LPL Financial
14
LPL Financial
California
$1.04M 64,154 -7,611 -11%
WAM
15
Wolverine Asset Management
Illinois
$965K 59,210 -48,865 -45%
First Trust Advisors
16
First Trust Advisors
Illinois
$958K 58,730 +461 +0.8%
UBS Group
17
UBS Group
Switzerland
$670K 41,060 +5,731 +16%
SJIC
18
St. James Investment Company
Texas
$522K 31,975 +300 +0.9%
Bank of America
19
Bank of America
North Carolina
$504K 30,930 +4,169 +16%
DA
20
Doliver Advisors
Texas
$430K 26,384 +13,362 +103%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$404K 24,751 +24,751 New
LCM
22
Landscape Capital Management
New Jersey
$364K 22,326 +22,326 New
CI
23
CAZ Investments
Texas
$218K 13,336 +53 +0.4%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$214K 13,100 -2,080 -14%
CIBC World Market
25
CIBC World Market
Ontario, Canada
$174K 10,693 +193 +2%
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