AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

54 hedge funds and large institutions have $101M invested in Advent Convertible and Income Fund in 2017 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
-3
Holders Change %
-5.26%
% of All Funds
1.35%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
12
Reduced
26
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$2.5M
2
SFS
2
Shaker Financial Services
Virginia
$1.04M
3
EDRIA
3
Edmonds Duncan Registered Investment Advisors
Kansas
$1.15M
4
Invesco
4
Invesco
Georgia
$1.46M
5
DA
5
Doliver Advisors
Texas
$700K

Top Sellers

1
SCM
1
Saba Capital Management
New York
$17.4M
2
RCM
2
Rivernorth Capital Management
Florida
$7.96M
3
EVM
3
Eaton Vance Management
Massachusetts
$0
4
OA
4
Oxbow Advisors
Texas
$0
5
SIA
5
Sit Investment Associates
Minnesota
$5.98M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
1
Saba Capital Management
New York
$17.4M -$25.2M -1,596,997 -59%
Wells Fargo
2
Wells Fargo
California
$11.4M -$1.06M -67,436 -9%
PPA
3
Parametric Portfolio Associates
Washington
$8.4M -$1.23M -77,796 -13%
RCM
4
Rivernorth Capital Management
Florida
$7.96M -$8.94M -565,446 -53%
SIA
5
Sit Investment Associates
Minnesota
$5.98M -$2.71M -171,708 -31%
AAM
6
Advisors Asset Management
Colorado
$5.53M -$2.12M -134,606 -28%
Bank of America
7
Bank of America
North Carolina
$5.46M -$640K -40,605 -10%
Morgan Stanley
8
Morgan Stanley
New York
$5.2M -$461K -29,222 -8%
WCM
9
Windsor Capital Management
Arizona
$4.23M – – –
GC
10
Guggenheim Capital
Illinois
$3.42M -$625K -39,602 -15%
RJA
11
Raymond James & Associates
Florida
$3.25M -$927K -58,829 -22%
AWA
12
Arete Wealth Advisors
Illinois
$2.75M +$173K +10,979 +7%
LCM
13
Laurion Capital Management
New York
$2.5M +$2.5M +158,466 New
Koshinski Asset Management
14
Koshinski Asset Management
Illinois
$2.17M -$1.2M -76,100 -36%
First Trust Advisors
15
First Trust Advisors
Illinois
$1.95M +$221K +14,026 +13%
CRC
16
Curi RMB Capital
Illinois
$1.55M -$377K -23,944 -20%
Invesco
17
Invesco
Georgia
$1.46M +$478K +30,299 +49%
UBS Group
18
UBS Group
Switzerland
$1.22M -$44.8K -2,839 -4%
EDRIA
19
Edmonds Duncan Registered Investment Advisors
Kansas
$1.15M +$492K +31,853 +75%
SFS
20
Shaker Financial Services
Virginia
$1.04M +$1.04M +65,915 New
RCM
21
Robinson Capital Management
Michigan
$1.01M -$685K -43,433 -40%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$992K +$52.9K +3,354 +6%
DA
23
Doliver Advisors
Texas
$700K +$332K +21,035 +90%
LPL Financial
24
LPL Financial
California
$628K -$1.88K -119 -0.3%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$487K +$7.5K +476 +2%
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