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AVK

Advent Convertible and Income Fund

64 hedge funds and large institutions have $104M invested in Advent Convertible and Income Fund in 2015 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

375% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 4

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

40% more capital invested

Capital invested by funds: $74.3M → $104M (+$29.5M)

38% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 16

31% more funds holding

Funds holding: 4964 (+15)

9.01% more ownership

Funds ownership: 24.55%33.56% (+9%)

Holders
64
Holders Change
+15
Holders Change %
+30.61%
% of All Funds
1.68%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
19
Increased
22
Reduced
16
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$13.6M +$535K +39,971 +4%
OA
2
Oxbow Advisors
Texas
$13.1M +$7.05M +526,183 +112%
MC
3
Matisse Capital
Oregon
$7.38M +$7.51M +560,639 New
Morgan Stanley
4
Morgan Stanley
New York
$6.32M +$3.13M +233,466 +95%
WAM
5
Wolverine Asset Management
Illinois
$5.86M -$1.25M -93,358 -17%
WCM
6
Windsor Capital Management
Arizona
$5.02M -$81.1K -6,057 -2%
RCM
7
Rivernorth Capital Management
Florida
$4.33M +$2.88M +215,297 +190%
AAM
8
Advisors Asset Management
Colorado
$4.2M +$780K +58,188 +22%
Ameriprise
9
Ameriprise
Minnesota
$3.81M -$3.37M -251,737 -47%
Wells Fargo
10
Wells Fargo
California
$3.63M -$582K -43,436 -14%
GC
11
Guggenheim Capital
Illinois
$3.51M +$5.92K +442 +0.2%
CRC
12
Curi RMB Capital
Illinois
$2.72M -$1.34M -100,145 -33%
EVM
13
Eaton Vance Management
Massachusetts
$2.41M +$2.55M +190,051 +785%
LCM
14
Landscape Capital Management
New Jersey
$2.41M +$1.64M +122,263 +202%
FRM
15
Fore Research & Management
New York
$2.23M +$2.27M +169,455 New
CA
16
Cornerstone Advisors
North Carolina
$2.15M +$2.19M +163,734 New
MM
17
Midas Management
New York
$1.91M +$1.94M +144,807 New
RJA
18
Raymond James & Associates
Florida
$1.82M -$216K -16,105 -10%
CS
19
Credit Suisse
Switzerland
$1.76M +$195K +14,583 +12%
LPL Financial
20
LPL Financial
California
$1.67M +$913K +68,141 +120%
MIG
21
Mariner Investment Group
New York
$1.43M +$631K +47,132 +76%
DA
22
Doliver Advisors
Texas
$1.26M -$1.78M -132,904 -58%
NMC
23
Nine Masts Capital
Hong Kong
$958K +$975K +72,754 New
CIA
24
Capital Investment Advisors
Georgia
$905K +$26K +1,944 +3%
First Trust Advisors
25
First Trust Advisors
Illinois
$769K -$39K -2,908 -5%

AVK Hedge Fund Activity: Q4 2015 in Review

64 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q4 2015, worth a combined $104M — up 40% from $74.3M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new AVK positions and 4 closed out — a net gain of 15 holders — while 22 added to existing stakes and 16 trimmed.

The largest buyer was Oxbow Advisors, adding an estimated $7.05M. The largest seller was Ameriprise, cutting an estimated $3.37M.

  • 64 institutional investors held Advent Convertible and Income Fund (AVK) as of Q4 2015, up from 49 in Q3 2015.
  • Funds reported $104M of Advent Convertible and Income Fund stock for Q4 2015, up 40% quarter-over-quarter.
  • 19 funds opened new Advent Convertible and Income Fund positions in Q4 2015 and 4 closed out, a net change of +15 holders.
  • The largest Advent Convertible and Income Fund buyer in Q4 2015 was Oxbow Advisors, an estimated $7.05M added.
  • The largest Advent Convertible and Income Fund seller in Q4 2015 was Ameriprise, an estimated $3.37M sold.

Based on aggregated 13F filings for Q4 2015.