AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

64 hedge funds and large institutions have $104M invested in Advent Convertible and Income Fund in 2015 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 4 closing their positions.

Holders
64
Holders Change
+15
Holders Change %
+30.61%
% of All Funds
1.68%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
19
Increased
22
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$13.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.32M
3
RCM
3
Rivernorth Capital Management
Florida
$4.33M
4
FRM
4
Fore Research & Management
New York
$2.23M
5
CA
5
Cornerstone Advisors
North Carolina
$2.16M

Top Sellers

1
Ameriprise
1
Ameriprise
Minnesota
$3.81M
2
DA
2
Doliver Advisors
Texas
$1.26M
3
CRC
3
Curi RMB Capital
Illinois
$2.72M
4
WAM
4
Wolverine Asset Management
Illinois
$5.86M
5
Wells Fargo
5
Wells Fargo
California
$3.64M
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$13.6M 1,007,204 +38,920 +4%
OA
2
Oxbow Advisors
Texas
$13.1M 971,714 +512,350 +112%
MC
3
Matisse Capital
Oregon
$7.38M 545,900 +545,900 New
Morgan Stanley
4
Morgan Stanley
New York
$6.32M 467,608 +227,329 +95%
WAM
5
Wolverine Asset Management
Illinois
$5.86M 433,648 -90,903 -17%
WCM
6
Windsor Capital Management
Arizona
$5.02M 371,591 -5,898 -2%
RCM
7
Rivernorth Capital Management
Florida
$4.33M 319,963 +209,637 +190%
AAM
8
Advisors Asset Management
Colorado
$4.2M 310,322 +56,658 +22%
Ameriprise
9
Ameriprise
Minnesota
$3.81M 281,543 -245,119 -47%
Wells Fargo
10
Wells Fargo
California
$3.64M 268,813 -42,294 -14%
GC
11
Guggenheim Capital
Illinois
$3.51M 259,676 +431 +0.2%
CRC
12
Curi RMB Capital
Illinois
$2.72M 200,916 -97,512 -33%
EVM
13
Eaton Vance Management
Massachusetts
$2.41M 208,636 +185,055 +785%
LCM
14
Landscape Capital Management
New Jersey
$2.41M 177,980 +119,049 +202%
FRM
15
Fore Research & Management
New York
$2.23M 165,000 +165,000 New
CA
16
Cornerstone Advisors
North Carolina
$2.16M 159,429 +159,429 New
MM
17
Midas Management
New York
$1.91M 141,000 +141,000 New
RJA
18
Raymond James & Associates
Florida
$1.82M 134,674 -15,681 -10%
CS
19
Credit Suisse
Switzerland
$1.76M 130,158 +14,200 +12%
LPL Financial
20
LPL Financial
California
$1.67M 121,821 +66,350 +120%
MIG
21
Mariner Investment Group
New York
$1.43M 106,083 +45,893 +76%
DA
22
Doliver Advisors
Texas
$1.26M 93,236 -129,410 -58%
NMC
23
Nine Masts Capital
Hong Kong
$958K 70,841 +70,841 New
CIA
24
Capital Investment Advisors
Georgia
$905K 66,949 +1,893 +3%
First Trust Advisors
25
First Trust Advisors
Illinois
$769K 56,888 -2,832 -5%
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