AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

43 hedge funds and large institutions have $73.7M invested in Advent Convertible and Income Fund in 2013 Q2 according to their latest regulatory filings, with 43 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
43
Holders Change
+43
Holders Change %
–
% of All Funds
1.4%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
43
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
GC
1
Guggenheim Capital
Illinois
$10.2M 604,437 +604,437 New
AAM
2
Advisors Asset Management
Colorado
$8.38M 494,878 +494,878 New
Wells Fargo
3
Wells Fargo
California
$8.29M 489,548 +489,548 New
WCM
4
Windsor Capital Management
Arizona
$8.01M 472,901 +472,901 New
PPA
5
Parametric Portfolio Associates
Washington
$6.2M 366,175 +366,175 New
OA
6
Oxbow Advisors
Texas
$5.8M 342,605 +342,605 New
Morgan Stanley
7
Morgan Stanley
New York
$5.37M 317,019 +317,019 New
RCM
8
Rivernorth Capital Management
Florida
$4.01M 236,693 +236,693 New
Ameriprise
9
Ameriprise
Minnesota
$3.47M 204,814 +204,814 New
CS
10
Credit Suisse
Switzerland
$2.78M 163,900 +163,900 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.24M 132,236 +132,236 New
LPL Financial
12
LPL Financial
California
$1.52M 89,656 +89,656 New
RJA
13
Raymond James & Associates
Florida
$1.26M 74,278 +74,278 New
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$965K 56,950 +56,950 New
Invesco
15
Invesco
Georgia
$810K 47,836 +47,836 New
Bank of America
16
Bank of America
North Carolina
$677K 39,936 +39,936 New
U
17
UBS
Switzerland
$581K 34,316 +34,316 New
VAM
18
Visium Asset Management
New York
$476K 28,053 +28,053 New
WAM
19
Wolverine Asset Management
Illinois
$405K 23,949 +23,949 New
TC
20
TFS Capital
Pennsylvania
$303K 17,905 +17,905 New
AQR Capital Management
21
AQR Capital Management
Connecticut
$282K 16,657 +16,657 New
SGCA
22
Steel Grove Capital Advisors
Tennessee
$238K 14,051 +14,051 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$227K 13,390 +13,390 New
MPM
24
Meritage Portfolio Management
Kansas
$214K 12,614 +12,614 New
OC
25
Oppenheimer & Co
New York
$212K 12,500 +12,500 New
1
2