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AVK

Advent Convertible and Income Fund

75 hedge funds and large institutions have $121M invested in Advent Convertible and Income Fund in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 20 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

55% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 20

10% more funds holding

Funds holding: 6875 (+7)

3.29% less ownership

Funds ownership: 30%26.71% (-3.3%)

14% less capital invested

Capital invested by funds: $141M → $121M (-$19.6M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
75
Holders Change
+7
Holders Change %
+10.29%
% of All Funds
1.64%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
31
Reduced
20
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$22.4M +$2.86M +200,202 +15%
AAM
2
Advisors Asset Management
Colorado
$17.8M -$1.32M -92,434 -7%
Wells Fargo
3
Wells Fargo
California
$8.71M +$107K +7,462 +1%
RJA
4
Raymond James & Associates
Florida
$8.28M -$8.4M -588,783 -50%
Morgan Stanley
5
Morgan Stanley
New York
$6.28M -$508K -35,624 -7%
GC
6
Guggenheim Capital
Illinois
$4.88M +$1.06M +74,100 +28%
JP Morgan Chase
7
JP Morgan Chase
New York
$4.21M -$652K -45,698 -13%
UBS Group
8
UBS Group
Switzerland
$3.56M +$180K +12,639 +5%
Bank of America
9
Bank of America
North Carolina
$3.55M +$257K +17,985 +8%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$3.39M +$328K +22,999 +11%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$3.18M +$183K +12,793 +6%
AWA
12
Arete Wealth Advisors
Illinois
$2.96M +$32.2K +2,257 +1%
First Trust Advisors
13
First Trust Advisors
Illinois
$2.31M +$87.7K +6,146 +4%
OA
14
Oxbow Advisors
Texas
$2.19M +$78.2K +5,481 +4%
ACM
15
Advent Capital Management
New York
$1.98M
FAM
16
Formidable Asset Management
Ohio
$1.69M +$1.71M +120,054 New
WCM
17
Windsor Capital Management
Arizona
$1.68M -$118K -8,271 -7%
LCM
18
Landscape Capital Management
New Jersey
$1.58M -$791K -55,450 -33%
Invesco
19
Invesco
Georgia
$1.58M -$669K -46,871 -30%
9WM
20
9258 Wealth Management
Ohio
$1.47M -$54.8K -3,842 -4%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$1.46M +$15.2K +1,067 +1%
AG
22
Advisor Group
Arizona
$1.38M +$111K +7,747 +9%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$1.26M +$51.3K +3,597 +4%
LPL Financial
24
LPL Financial
California
$1.14M -$5.31M -372,021 -82%
SFS
25
Shaker Financial Services
Virginia
$940K +$945K +66,213 New

AVK Hedge Fund Activity: Q3 2019 in Review

75 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q3 2019, worth a combined $121M — down 14% from $141M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new AVK positions and 3 closed out — a net gain of 7 holders — while 31 added to existing stakes and 20 trimmed.

The largest buyer was Parametric Portfolio Associates, adding an estimated $2.86M. The largest seller was Raymond James & Associates, cutting an estimated $8.4M.

  • 75 institutional investors held Advent Convertible and Income Fund (AVK) as of Q3 2019, up from 68 in Q2 2019.
  • Funds reported $121M of Advent Convertible and Income Fund stock for Q3 2019, down 14% quarter-over-quarter.
  • 10 funds opened new Advent Convertible and Income Fund positions in Q3 2019 and 3 closed out, a net change of +7 holders.
  • The largest Advent Convertible and Income Fund buyer in Q3 2019 was Parametric Portfolio Associates, an estimated $2.86M added.
  • The largest Advent Convertible and Income Fund seller in Q3 2019 was Raymond James & Associates, an estimated $8.4M sold.

Based on aggregated 13F filings for Q3 2019.