AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

51 hedge funds and large institutions have $82.5M invested in Advent Convertible and Income Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 19 reducing their positions, and 6 closing their positions.

Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
1.36%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
16
Reduced
19
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$12.9M
2
PPA
2
Parametric Portfolio Associates
Washington
$13.9M
3
EVM
3
Eaton Vance Management
Massachusetts
$2.26M
4
RJA
4
Raymond James & Associates
Florida
$2.77M
5
SJIC
5
St. James Investment Company
Texas
$547K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$5.11M
2
WAM
2
Wolverine Asset Management
Illinois
$1.87M
3
GC
3
Guggenheim Capital
Illinois
$4.65M
4
DA
4
Doliver Advisors
Texas
$225K
5
WCM
5
Windsor Capital Management
Arizona
$6.84M
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$13.9M 805,098 +139,369 +21%
Ameriprise
2
Ameriprise
Minnesota
$12.9M 744,390 +219,559 +42%
WCM
3
Windsor Capital Management
Arizona
$6.84M 395,868 -37,257 -9%
OA
4
Oxbow Advisors
Texas
$6.63M 383,578 +2,688 +0.7%
Wells Fargo
5
Wells Fargo
California
$6.33M 366,375 +22,294 +6%
AAM
6
Advisors Asset Management
Colorado
$5.11M 295,407 -112,055 -28%
GC
7
Guggenheim Capital
Illinois
$4.65M 268,860 -61,783 -19%
Morgan Stanley
8
Morgan Stanley
New York
$4.16M 240,740 +18,617 +8%
Invesco
9
Invesco
Georgia
$2.99M 172,842 -35,283 -17%
RJA
10
Raymond James & Associates
Florida
$2.77M 160,238 +33,312 +26%
EVM
11
Eaton Vance Management
Massachusetts
$2.26M 130,778 +130,778 New
CS
12
Credit Suisse
Switzerland
$2.06M 119,110 -3,000 -2%
WAM
13
Wolverine Asset Management
Illinois
$1.87M 108,075 -93,792 -46%
LPL Financial
14
LPL Financial
California
$1.23M 71,765 -9,902 -12%
CIA
15
Capital Investment Advisors
Georgia
$1.16M 67,246 -1,311 -2%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.01M 58,269 +2,697 +5%
SFS
17
Shaker Financial Services
Virginia
$832K 48,153 +7,096 +17%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$827K 47,851 -3,851 -7%
UBS Group
19
UBS Group
Switzerland
$610K 35,329 -498 -1%
AWA
20
Arete Wealth Advisors
Illinois
$590K 34,172 +2,735 +9%
SJIC
21
St. James Investment Company
Texas
$547K 31,675 +31,675 New
Bank of America
22
Bank of America
North Carolina
$463K 26,761 +872 +3%
Koshinski Asset Management
23
Koshinski Asset Management
Illinois
$424K 24,526 -1,332 -5%
SPC
24
Sigma Planning Corp
Michigan
$416K 24,045 +4 +0%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$262K 15,180 +902 +6%
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