AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

49 hedge funds and large institutions have $75.6M invested in Advent Convertible and Income Fund in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 4 closing their positions.

Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
12
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$3.3M
2
Ameriprise
2
Ameriprise
Minnesota
$8.58M
3
PPA
3
Parametric Portfolio Associates
Washington
$10.9M
4
SFS
4
Shaker Financial Services
Virginia
$671K
5
RJA
5
Raymond James & Associates
Florida
$2.08M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$5.41M
2
OA
2
Oxbow Advisors
Texas
$6.23M
3
AAM
3
Advisors Asset Management
Colorado
$6.66M
4
Wells Fargo
4
Wells Fargo
California
$5.63M
5
WCM
5
Windsor Capital Management
Arizona
$7.08M
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$10.9M 665,729 +62,602 +10%
Ameriprise
2
Ameriprise
Minnesota
$8.58M 524,831 +123,593 +31%
WCM
3
Windsor Capital Management
Arizona
$7.08M 433,125 -16,725 -4%
AAM
4
Advisors Asset Management
Colorado
$6.66M 407,462 -35,995 -8%
OA
5
Oxbow Advisors
Texas
$6.23M 380,890 -48,150 -11%
Wells Fargo
6
Wells Fargo
California
$5.63M 344,081 -19,874 -5%
GC
7
Guggenheim Capital
Illinois
$5.41M 330,643 -74,035 -18%
Morgan Stanley
8
Morgan Stanley
New York
$3.63M 222,123 -8,237 -4%
Invesco
9
Invesco
Georgia
$3.4M 208,125 -11,551 -5%
WAM
10
Wolverine Asset Management
Illinois
$3.3M 201,867 +189,377 +1,516%
RJA
11
Raymond James & Associates
Florida
$2.08M 126,926 +37,365 +42%
CS
12
Credit Suisse
Switzerland
$2M 122,110 -3,235 -3%
LPL Financial
13
LPL Financial
California
$1.34M 81,667 -4,435 -5%
CIA
14
Capital Investment Advisors
Georgia
$1.12M 68,557 -603 -0.9%
First Trust Advisors
15
First Trust Advisors
Illinois
$909K 55,572 +3,603 +7%
DA
16
Doliver Advisors
Texas
$860K 52,628 -5,108 -9%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$845K 51,702 -3,644 -7%
SFS
18
Shaker Financial Services
Virginia
$671K 41,057 +41,057 New
UBS Group
19
UBS Group
Switzerland
$586K 35,827 +35,827 New
SG Americas Securities
20
SG Americas Securities
New York
$518K 31,699 +31,699 New
AWA
21
Arete Wealth Advisors
Illinois
$514K 31,437 +3,851 +14%
Bank of America
22
Bank of America
North Carolina
$424K 25,889 -412 -2%
Koshinski Asset Management
23
Koshinski Asset Management
Illinois
$423K 25,858 +25,858 New
SPC
24
Sigma Planning Corp
Michigan
$393K 24,041 +24,041 New
VKH
25
Virtu KCG Holdings
New York
$287K 17,583 -1,296 -7%
1
2 3