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AVK

Advent Convertible and Income Fund

49 hedge funds and large institutions have $75.6M invested in Advent Convertible and Income Fund in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

11% more funds holding

Funds holding: 4449 (+5)

1.17% more ownership

Funds ownership: 18.98%20.14% (+1.2%)

0% more capital invested

Capital invested by funds: $75.5M → $75.6M (+$74.9K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

29% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 17

Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
12
Reduced
17
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$10.9M +$1.05M +64,293 +10%
Ameriprise
2
Ameriprise
Minnesota
$8.57M +$2.08M +126,930 +31%
WCM
3
Windsor Capital Management
Arizona
$7.08M -$281K -17,177 -4%
AAM
4
Advisors Asset Management
Colorado
$6.66M -$606K -36,967 -8%
OA
5
Oxbow Advisors
Texas
$6.23M -$810K -49,450 -11%
Wells Fargo
6
Wells Fargo
California
$5.63M -$334K -20,411 -5%
GC
7
Guggenheim Capital
Illinois
$5.41M -$1.25M -76,034 -18%
Morgan Stanley
8
Morgan Stanley
New York
$3.63M -$139K -8,460 -4%
Invesco
9
Invesco
Georgia
$3.4M -$194K -11,863 -5%
WAM
10
Wolverine Asset Management
Illinois
$3.3M +$3.19M +194,490 +1,516%
RJA
11
Raymond James & Associates
Florida
$2.08M +$629K +38,374 +42%
CS
12
Credit Suisse
Switzerland
$2M -$54.4K -3,322 -3%
LPL Financial
13
LPL Financial
California
$1.33M -$74.6K -4,555 -5%
CIA
14
Capital Investment Advisors
Georgia
$1.12M -$10.1K -619 -0.9%
First Trust Advisors
15
First Trust Advisors
Illinois
$909K +$60.6K +3,700 +7%
DA
16
Doliver Advisors
Texas
$860K -$85.9K -5,246 -9%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$845K -$61.3K -3,742 -7%
SFS
18
Shaker Financial Services
Virginia
$671K +$691K +42,166 New
UBS Group
19
UBS Group
Switzerland
$586K +$603K +36,794 New
SG Americas Securities
20
SG Americas Securities
New York
$518K +$533K +32,555 New
AWA
21
Arete Wealth Advisors
Illinois
$514K +$64.8K +3,955 +14%
Bank of America
22
Bank of America
North Carolina
$424K -$6.93K -423 -2%
Koshinski Asset Management
23
Koshinski Asset Management
Illinois
$423K +$435K +26,556 New
SPC
24
Sigma Planning Corp
Michigan
$393K +$404K +24,690 New
VKH
25
Virtu KCG Holdings
New York
$287K -$21.8K -1,331 -7%

AVK Hedge Fund Activity: Q4 2014 in Review

49 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q4 2014, worth a combined $75.6M — up 0.1% from $75.5M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new AVK positions and 4 closed out — a net gain of 9 holders — while 12 added to existing stakes and 17 trimmed.

The largest buyer was Wolverine Asset Management, adding an estimated $3.19M. The largest seller was Guggenheim Capital, cutting an estimated $1.25M.

  • 49 institutional investors held Advent Convertible and Income Fund (AVK) as of Q4 2014, up from 44 in Q3 2014.
  • Funds reported $75.6M of Advent Convertible and Income Fund stock for Q4 2014, up 0.1% quarter-over-quarter.
  • 13 funds opened new Advent Convertible and Income Fund positions in Q4 2014 and 4 closed out, a net change of +9 holders.
  • The largest Advent Convertible and Income Fund buyer in Q4 2014 was Wolverine Asset Management, an estimated $3.19M added.
  • The largest Advent Convertible and Income Fund seller in Q4 2014 was Guggenheim Capital, an estimated $1.25M sold.

Based on aggregated 13F filings for Q4 2014.