AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

72 hedge funds and large institutions have $142M invested in Advent Convertible and Income Fund in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 28 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
-3
Holders Change %
-4%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
8
Increased
28
Reduced
24
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Koshinski Asset Management
Koshinski Asset Management
Illinois
$7.02M
2
Bank of America
Bank of America
North Carolina
$7.1M
3
GC
Guggenheim Capital
Illinois
$7.12M
4
RJA
Raymond James & Associates
Florida
$9.59M
5
TJHA
Thomas J. Herzfeld Advisors
Florida
$1.03M

Top Sellers

1
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$0
2
RCM
Rivernorth Capital Management
Florida
$7.52M
3
FAM
Formidable Asset Management
Ohio
$0
4
LCM
Landscape Capital Management
New Jersey
$291K
5
Invesco
Invesco
Georgia
$646K
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$24.4M +$502K +33,128 +2%
AAM
2
Advisors Asset Management
Colorado
$18.3M -$618K -40,808 -3%
RJA
3
Raymond James & Associates
Florida
$9.59M +$768K +50,699 +9%
Wells Fargo
4
Wells Fargo
California
$9.54M +$253K +16,733 +3%
RCM
5
Rivernorth Capital Management
Florida
$7.52M -$2.94M -194,299 -28%
GC
6
Guggenheim Capital
Illinois
$7.12M +$1.92M +126,706 +37%
Bank of America
7
Bank of America
North Carolina
$7.1M +$3.31M +218,635 +87%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$7.02M +$7.02M +467,233 New
Morgan Stanley
9
Morgan Stanley
New York
$6.84M +$138K +9,100 +2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$4.03M +$412K +27,191 +11%
UBS Group
11
UBS Group
Switzerland
$3.85M +$57.7K +3,810 +2%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$3.47M +$85.5K +5,649 +3%
AWA
13
Arete Wealth Advisors
Illinois
$3.15M -$7.24K -478 -0.2%
First Trust Advisors
14
First Trust Advisors
Illinois
$2.45M -$18.8K -1,240 -0.8%
ACM
15
Advent Capital Management
New York
$2.38M +$265K +17,508 +13%
OA
16
Oxbow Advisors
Texas
$2.36M +$21.7K +1,435 +0.9%
WCM
17
Windsor Capital Management
Arizona
$1.64M -$148K -9,779 -8%
9WM
18
9258 Wealth Management
Ohio
$1.6M +$31.5K +2,081 +2%
AG
19
Advisor Group
Arizona
$1.43M -$46.4K -3,065 -3%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.4M +$50.9K +3,363 +4%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$1.13M -$428K -28,242 -27%
LPL Financial
22
LPL Financial
California
$1.08M -$131K -8,673 -11%
AAS
23
Avantax Advisory Services
Texas
$1.06M +$312K +20,593 +42%
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$1.03M +$622K +41,079 +154%
QCIG
25
Quad-Cities Investment Group
Iowa
$837K -$5.19K -343 -0.6%
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