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AVK

Advent Convertible and Income Fund

73 hedge funds and large institutions have $142M invested in Advent Convertible and Income Fund in 2019 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more capital invested

Capital invested by funds: $121M → $142M (+$21.3M)

17% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 24

0.54% more ownership

Funds ownership: 26.71%27.25% (+0.54%)

0% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 9

3% less funds holding

Funds holding: 7573 (-2)

Holders
73
Holders Change
-2
Holders Change %
-2.67%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
28
Reduced
24
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$24.4M +$483K +33,128 +2%
AAM
2
Advisors Asset Management
Colorado
$18.3M -$595K -40,808 -3%
RJA
3
Raymond James & Associates
Florida
$9.59M +$739K +50,699 +9%
Wells Fargo
4
Wells Fargo
California
$9.54M +$244K +16,733 +3%
RCM
5
Rivernorth Capital Management
Florida
$7.51M -$2.83M -194,299 -28%
GC
6
Guggenheim Capital
Illinois
$7.12M +$1.85M +126,706 +37%
Bank of America
7
Bank of America
North Carolina
$7.1M +$3.19M +218,635 +87%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$7.02M +$6.81M +467,233 New
Morgan Stanley
9
Morgan Stanley
New York
$6.84M +$133K +9,100 +2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$4.03M +$397K +27,191 +11%
UBS Group
11
UBS Group
Switzerland
$3.85M +$55.6K +3,810 +2%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$3.47M +$82.4K +5,649 +3%
AWA
13
Arete Wealth Advisors
Illinois
$3.15M -$6.97K -478 -0.2%
First Trust Advisors
14
First Trust Advisors
Illinois
$2.45M -$18.1K -1,240 -0.8%
ACM
15
Advent Capital Management
New York
$2.38M +$255K +17,508 +13%
OA
16
Oxbow Advisors
Texas
$2.36M +$20.9K +1,435 +0.9%
WCM
17
Windsor Capital Management
Arizona
$1.64M -$143K -9,779 -8%
9WM
18
9258 Wealth Management
Ohio
$1.6M +$30.3K +2,081 +2%
AG
19
Advisor Group
Arizona
$1.43M -$44.7K -3,065 -3%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.4M +$49K +3,363 +4%
MAFM
21
Mid Atlantic Financial Management
Pennsylvania
$1.13M -$412K -28,242 -27%
LPL Financial
22
LPL Financial
California
$1.08M -$126K -8,673 -11%
AAS
23
Avantax Advisory Services
Texas
$1.06M +$300K +20,593 +42%
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$1.03M +$599K +41,079 +154%
QCIG
25
Quad-Cities Investment Group
Iowa
$837K -$5K -343 -0.6%

AVK Hedge Fund Activity: Q4 2019 in Review

73 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q4 2019, worth a combined $142M — up 18% from $121M a quarter earlier.

Fund positioning in AVK was balanced in Q4 2019: 9 funds opened new positions, 9 closed out, 28 added to existing stakes and 24 trimmed.

The largest buyer was Koshinski Asset Management, opening a new position worth an estimated $6.81M. The largest seller was JP Morgan Chase, exiting entirely with an estimated $4.21M sold.

  • 73 institutional investors held Advent Convertible and Income Fund (AVK) as of Q4 2019, down from 75 in Q3 2019.
  • Funds reported $142M of Advent Convertible and Income Fund stock for Q4 2019, up 18% quarter-over-quarter.
  • 9 funds opened new Advent Convertible and Income Fund positions in Q4 2019 and 9 closed out, a net change of 0 holders.
  • The largest Advent Convertible and Income Fund buyer in Q4 2019 was Koshinski Asset Management, an estimated $6.81M added.
  • The largest Advent Convertible and Income Fund seller in Q4 2019 was JP Morgan Chase, an estimated $4.21M sold.

Based on aggregated 13F filings for Q4 2019.