Rivernorth Capital Management’s Advent Convertible and Income Fund AVK Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-367,156	Closed	-$6.07M	–	461
2020 Q4	$6.07M	Buy	367,156 +55,679	+18%	+$920K	0.36%	74
2020 Q3	$4.3M	Sell	311,477 -1,611	-0.5%	-$22.2K	0.27%	85
2020 Q2	$4.1M	Sell	313,088 -46,676	-13%	-$610K	0.23%	95
2020 Q1	$3.83M	Sell	359,764 -123,533	-26%	-$1.31M	0.26%	98
2019 Q4	$7.52M	Sell	483,297 -189,191	-28%	-$2.94M	0.45%	59
2019 Q3	$9.81K	Sell	672,488 -67,455	-9%	-$983	0.04%	61
2019 Q2	$11.1K	Sell	739,943 -125,253	-14%	-$1.89K	0.49%	37
2019 Q1	$12.8M	Sell	865,196 -84,759	-9%	-$1.25M	0.84%	34
2018 Q4	$11.9M	Buy	949,955 +309,685	+48%	+$3.88M	0.71%	41
2018 Q3	$10M	Buy	640,270 +367,219	+134%	+$5.75M	0.84%	35
2018 Q2	$4.18M	Sell	273,051 -126,028	-32%	-$1.93M	0.33%	71
2018 Q1	$6.02M	Sell	399,079 -97,990	-20%	-$1.48M	0.45%	66
2017 Q4	$7.89M	Buy	497,069 +6,686	+1%	+$106K	0.55%	59
2017 Q3	$7.96M	Sell	490,383 -550,580	-53%	-$8.94M	0.65%	46
2017 Q2	$16.8M	Sell	1,040,963 -2,242	-0.2%	-$36.2K	1.29%	24
2017 Q1	$16.3M	Sell	1,043,205 -44,498	-4%	-$697K	1.13%	27
2016 Q4	$16M	Sell	1,087,703 -4,033	-0.4%	-$59.2K	1.04%	33
2016 Q3	$15.9M	Buy	1,091,736 +21,480	+2%	+$313K	1.16%	29
2016 Q2	$14.9M	Buy	1,070,256 +359,865	+51%	+$5.02M	0.97%	32
2016 Q1	$9.38M	Buy	710,391 +390,428	+122%	+$5.16M	0.58%	53
2015 Q4	$4.33M	Buy	319,963 +209,637	+190%	+$2.83M	0.25%	110
2015 Q3	$1.45M	Buy	+110,326	New	+$1.45M	0.09%	168
2013 Q4	–	Sell	-98,882	Closed	-$1.74M	–	217
2013 Q3	$1.74M	Sell	98,882 -137,811	-58%	-$2.42M	0.18%	101
2013 Q2	$4.01M	Buy	+236,693	New	+$4.01M	0.45%	69