RCM
AVK

Rivernorth Capital Management’s Advent Convertible and Income Fund AVK Stock Holding History

Rivernorth Capital Management’s Portfolio AVK Stock Details AVK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q1 		– Sell
-377,069
Closed -$6.07M – 461
2020
Q4 		$6.07M Buy
377,069
+57,182
+18% +$842K 0.36% 74
2020
Q3 		$4.3M Sell
319,887
-1,654
-0.5% -$22.4K 0.27% 85
2020
Q2 		$4.09M Sell
321,541
-47,937
-13% -$574K 0.23% 95
2020
Q1 		$3.83M Sell
369,478
-126,868
-26% -$1.77M 0.26% 98
2019
Q4 		$7.51M Sell
496,346
-194,299
-28% -$2.83M 0.45% 59
2019
Q3 		$9.8K Sell
690,645
-69,276
-9% -$989K 0.04% 61
2019
Q2 		$11.1K Sell
759,921
-128,635
-14% -$1.85M 0.49% 37
2019
Q1 		$12.8M Sell
888,556
-87,048
-9% -$1.2M 0.84% 34
2018
Q4 		$11.9M Buy
975,604
+318,047
+48% +$4.3M 0.71% 41
2018
Q3 		$10M Buy
657,557
+377,134
+134% +$5.73M 0.84% 35
2018
Q2 		$4.17M Sell
280,423
-129,431
-32% -$1.93M 0.33% 71
2018
Q1 		$6.02M Sell
409,854
-100,636
-20% -$1.54M 0.45% 66
2017
Q4 		$7.89M Buy
510,490
+6,867
+1% +$107K 0.55% 59
2017
Q3 		$7.96M Sell
503,623
-565,446
-53% -$8.92M 0.65% 46
2017
Q2 		$16.8M Sell
1,069,069
-2,303
-0.2% -$35.8K 1.29% 24
2017
Q1 		$16.3M Sell
1,071,372
-45,699
-4% -$693K 1.13% 27
2016
Q4 		$16M Sell
1,117,071
-4,142
-0.4% -$57.5K 1.04% 33
2016
Q3 		$15.9M Buy
1,121,213
+22,060
+2% +$314K 1.16% 29
2016
Q2 		$14.9M Buy
1,099,153
+369,581
+51% +$4.94M 0.97% 32
2016
Q1 		$9.38M Buy
729,572
+400,970
+122% +$4.89M 0.58% 53
2015
Q4 		$4.33M Buy
328,602
+215,297
+190% +$2.88M 0.25% 110
2015
Q3 		$1.45M Buy
+113,305
New +$1.67M 0.09% 168
2013
Q4 		– Sell
-101,552
Closed -$1.74M – 218
2013
Q3 		$1.74M Sell
101,552
-141,532
-58% -$2.4M 0.18% 101
2013
Q2 		$4.01M Buy
+243,084
New +$4.13M 0.45% 69

Other funds holding AVK

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Koshinski Asset Management
Koshinski Asset Management Decatur, Illinois $1.88B AUM 29.07% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Rivernorth Capital Management's AVK Position: Q1 2021 in Review

Rivernorth Capital Management sold out of Advent Convertible and Income Fund (AVK) in Q1 2021, closing a stake of 377,069 shares — an estimated $6.07M sold.

Rivernorth Capital Management first reported a position in AVK in Q2 2013 and held it in 24 quarters. The position peaked at $16.8M in Q2 2017. 81 funds tracked by Wall St. Rank hold AVK as of Q1 2021.

  • Rivernorth Capital Management reported no remaining Advent Convertible and Income Fund position as of Q1 2021 after selling out during the quarter.
  • Rivernorth Capital Management sold 377,069 Advent Convertible and Income Fund shares in Q1 2021, an estimated $6.07M.
  • Rivernorth Capital Management first reported a position in Advent Convertible and Income Fund in Q2 2013 and held it in 24 quarters.
  • Rivernorth Capital Management's Advent Convertible and Income Fund position peaked at $16.8M in Q2 2017.
  • 81 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q1 2021.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.