Nine Masts Capital’s Advent Convertible and Income Fund AVK Stock Holding History

Nine Masts Capital’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-3,697	Closed	-$56K	–	188
2018 Q3	$56K	Buy	+3,697	New	+$56.2K	0.02%	253
2017 Q3	–	Sell	-4,827	Closed	-$76K	–	185
2017 Q2	$76K	Buy	4,827 +4,416	+1,074%	+$68.6K	0.01%	142
2017 Q1	$6K	Buy	+411	New	+$6.23K	﹤0.01%	76
2016 Q4	–	Sell	-4,356	Closed	-$62K	–	61
2016 Q3	$62K	Buy	+4,356	New	+$62K	0.01%	73
2016 Q2	–	Sell	-121,620	Closed	-$1.56M	–	55
2016 Q1	$1.56M	Buy	121,620 +48,866	+67%	+$596K	0.29%	52
2015 Q4	$958K	Buy	+72,754	New	+$975K	0.2%	47

Other funds holding AVK

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

CRC

Curi RMB Capital Chicago, Illinois $5.62B AUM 18.93% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Nine Masts Capital's AVK Position: Q4 2018 in Review

Nine Masts Capital sold out of Advent Convertible and Income Fund (AVK) in Q4 2018, closing a stake of 3,697 shares — an estimated $56K sold.

Nine Masts Capital first reported a position in AVK in Q4 2015 and held it in 6 quarters. The position peaked at $1.56M in Q1 2016. 81 funds tracked by Wall St. Rank hold AVK as of Q4 2018.

Nine Masts Capital reported no remaining Advent Convertible and Income Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 3,697 Advent Convertible and Income Fund shares in Q4 2018, an estimated $56K.
Nine Masts Capital first reported a position in Advent Convertible and Income Fund in Q4 2015 and held it in 6 quarters.
Nine Masts Capital's Advent Convertible and Income Fund position peaked at $1.56M in Q1 2016.
81 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.