U
AVK

UBS’s Advent Convertible and Income Fund AVK Stock Holding History

UBS’s Portfolio AVK Stock Details AVK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$622K Buy
36,843
+4,238
+13% +$77.4K ﹤0.01% 4049
2014
Q2 		$599K Buy
32,605
+2,454
+8% +$44.1K ﹤0.01% 4041
2014
Q1 		$545K Sell
30,151
-13
-0% -$236 ﹤0.01% 4132
2013
Q4 		$544K Sell
30,164
-2,831
-9% -$49.4K ﹤0.01% 4233
2013
Q3 		$565K Sell
32,995
-2,248
-6% -$38.2K ﹤0.01% 4003
2013
Q2 		$581K Buy
+35,243
New +$598K ﹤0.01% 3954

Other funds holding AVK

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
WCM
Windsor Capital Management Phoenix, Arizona $385M AUM 17.95% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

UBS's AVK Position: Q3 2014 in Review

UBS increased its Advent Convertible and Income Fund (AVK) stake by 13% in Q3 2014, buying an estimated $77.4K and bringing the position to 36,843 shares worth $622K. The position accounts for ﹤0.01% of the portfolio, ranked #4049.

UBS first reported a position in AVK in Q2 2013 and has held it in 6 quarters since. 44 funds tracked by Wall St. Rank hold AVK as of Q3 2014.

  • UBS held 36,843 shares of Advent Convertible and Income Fund worth $622K as of Q3 2014.
  • UBS bought 4,238 Advent Convertible and Income Fund shares in Q3 2014, an estimated $77.4K.
  • Advent Convertible and Income Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4049 holding.
  • UBS first reported a position in Advent Convertible and Income Fund in Q2 2013 and has held it in 6 quarters since.
  • 44 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.