Advent Capital Management’s Advent Convertible and Income Fund AVK Stock Holding History

Advent Capital Management’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-60,642	Closed	-$692K	–	201
2023 Q2	$692K	Hold	60,642	–	–	0.01%	213
2023 Q1	$683K	Hold	60,642	–	–	0.01%	190
2022 Q4	$644K	Hold	60,642	–	–	0.01%	204
2022 Q3	$628K	Hold	60,642	–	–	0.01%	194
2022 Q2	$712K	Hold	60,642	–	–	0.01%	204
2022 Q1	$925K	Hold	60,642	–	–	0.01%	221
2021 Q4	$1.09M	Sell	60,642 -96,538	-61%	-$1.75M	0.02%	220
2021 Q3	$2.75M	Hold	157,180	–	–	0.05%	172
2021 Q2	$2.95M	Hold	157,180	–	–	0.06%	168
2021 Q1	$2.7M	Hold	157,180	–	–	0.06%	154
2020 Q4	$2.53M	Hold	157,180	–	–	0.05%	150
2020 Q3	$2.11M	Hold	157,180	–	–	0.05%	148
2020 Q2	$2M	Hold	157,180	–	–	0.05%	144
2020 Q1	$1.63M	Hold	157,180	–	–	0.04%	167
2019 Q4	$2.38M	Buy	157,180 +17,508	+13%	+$255K	0.05%	162
2019 Q3	$1.98M	Hold	139,672	–	–	0.04%	164
2019 Q2	$2.05M	Hold	139,672	–	–	0.04%	163
2019 Q1	$2.01M	Buy	139,672 +36,972	+36%	+$509K	0.04%	155
2018 Q4	$1.25M	Buy	102,700 +20,540	+25%	+$278K	0.03%	157
2018 Q3	$1.25M	Buy	+82,160	New	+$1.25M	0.03%	175

Other funds holding AVK

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AWA

Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Koshinski Asset Management Decatur, Illinois $1.88B AUM 29.07% 1-Year Est. Return

Advent Capital Management's AVK Position: Q3 2023 in Review

Advent Capital Management sold out of Advent Convertible and Income Fund (AVK) in Q3 2023, closing a stake of 60,642 shares — an estimated $692K sold.

Advent Capital Management first reported a position in AVK in Q3 2018 and held it in 20 quarters. The position peaked at $2.95M in Q2 2021. 91 funds tracked by Wall St. Rank hold AVK as of Q3 2023.

Advent Capital Management reported no remaining Advent Convertible and Income Fund position as of Q3 2023 after selling out during the quarter.
Advent Capital Management sold 60,642 Advent Convertible and Income Fund shares in Q3 2023, an estimated $692K.
Advent Capital Management first reported a position in Advent Convertible and Income Fund in Q3 2018 and held it in 20 quarters.
Advent Capital Management's Advent Convertible and Income Fund position peaked at $2.95M in Q2 2021.
91 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q3 2023.

Based on Advent Capital Management's 13F filing for Q3 2023, filed 13 Nov 2023.