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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$30.6M -$11.3M -893,756 -27%
Raymond James Financial
2
Raymond James Financial
Florida
$19.2M +$983K +77,656 +5%
PCM
3
Penserra Capital Management
California
$16.3M +$1.13M +89,299 +7%
Wells Fargo
4
Wells Fargo
California
$10M -$970K -76,664 -9%
AAM
5
Advisors Asset Management
Colorado
$9.89M +$628K +49,595 +7%
GC
6
Guggenheim Capital
Illinois
$9.84M +$1.31M +103,476 +15%
LPL Financial
7
LPL Financial
California
$7.11M +$116K +9,175 +2%
Morgan Stanley
8
Morgan Stanley
New York
$6.1M -$506K -40,002 -8%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$5.83M +$245K +19,345 +4%
AWA
10
Arete Wealth Advisors
Illinois
$3.86M +$146K +11,517 +4%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$3.76M -$45K -3,554 -1%
FC
12
FCA Corp
Texas
$2.9M +$165K +13,039 +6%
SPIA
13
Steward Partners Investment Advisory
New York
$2.73M +$314K +24,825 +13%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.05M -$90.5K -7,151 -4%
Creative Planning
15
Creative Planning
Kansas
$1.76M -$11.6K -919 -0.6%
CWP
16
Cyndeo Wealth Partners
Florida
$1.73M +$257K +20,280 +17%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.48M -$136K -10,778 -8%
UBS Group
18
UBS Group
Switzerland
$1.31M -$52.5K -4,148 -4%
FAM
19
Formidable Asset Management
Ohio
$1.14M -$50.8K -4,015 -4%
P
20
&Partners
Tennessee
$1.02M +$1.03M +81,621 New
NAS
21
NWF Advisory Services
California
$889K -$13.9K -1,100 -2%
Bank of America
22
Bank of America
North Carolina
$877K +$1.61K +127 +0.2%
NA
23
NewEdge Advisors
Louisiana
$875K -$11.2K -887 -1%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$858K -$291 -23 -0%
SA
25
Sanctuary Advisors
Indiana
$844K +$119K +9,389 +16%