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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$46.9M -$3.4M -285,097 -7%
Raymond James Financial
2
Raymond James Financial
Florida
$14.4M +$975K +81,693 +7%
PCM
3
Penserra Capital Management
California
$13.5M +$1.28M +106,926 +10%
Morgan Stanley
4
Morgan Stanley
New York
$11.7M -$3.94M -330,054 -24%
Wells Fargo
5
Wells Fargo
California
$9.12M +$414K +34,693 +5%
AIA
6
Absolute Investment Advisers
Florida
$9.11M -$87.1K -7,300 -0.9%
AAM
7
Advisors Asset Management
Colorado
$7.62M +$693K +58,075 +10%
GC
8
Guggenheim Capital
Illinois
$7.58M -$290K -24,320 -4%
LPL Financial
9
LPL Financial
California
$5.47M -$286K -23,967 -5%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$4.89M +$232K +19,450 +5%
AWA
11
Arete Wealth Advisors
Illinois
$3.73M +$10.2K +855 +0.3%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$3.52M +$111K +9,287 +3%
QL
13
Quarry LP
New York
$3.35M
FC
14
FCA Corp
Texas
$2.25M +$49K +4,105 +2%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.13M +$104K +8,711 +5%
Creative Planning
16
Creative Planning
Kansas
$1.84M -$19.6K -1,641 -1%
UBS Group
17
UBS Group
Switzerland
$1.45M -$583K -48,839 -28%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.39M +$115K +9,630 +9%
Invesco
19
Invesco
Georgia
$1.28M -$350K -29,315 -21%
CWP
20
Cyndeo Wealth Partners
Florida
$1.25M +$536K +44,913 +71%
FAM
21
Formidable Asset Management
Ohio
$1.14M -$201K -16,801 -15%
SPIA
22
Steward Partners Investment Advisory
New York
$1.01M +$774K +64,797 +285%
MWM
23
Modern Wealth Management
Kansas
$846K -$6.22K -521 -0.7%
NAS
24
NWF Advisory Services
California
$841K +$871K +72,951 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$819K -$18.2K -1,522 -2%