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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$10.9M +$1.05M +64,293 +10%
Ameriprise
2
Ameriprise
Minnesota
$8.57M +$2.08M +126,930 +31%
WCM
3
Windsor Capital Management
Arizona
$7.08M -$281K -17,177 -4%
AAM
4
Advisors Asset Management
Colorado
$6.66M -$606K -36,967 -8%
OA
5
Oxbow Advisors
Texas
$6.23M -$810K -49,450 -11%
Wells Fargo
6
Wells Fargo
California
$5.63M -$334K -20,411 -5%
GC
7
Guggenheim Capital
Illinois
$5.41M -$1.25M -76,034 -18%
Morgan Stanley
8
Morgan Stanley
New York
$3.63M -$139K -8,460 -4%
Invesco
9
Invesco
Georgia
$3.4M -$194K -11,863 -5%
WAM
10
Wolverine Asset Management
Illinois
$3.3M +$3.19M +194,490 +1,516%
RJA
11
Raymond James & Associates
Florida
$2.08M +$629K +38,374 +42%
CS
12
Credit Suisse
Switzerland
$2M -$54.4K -3,322 -3%
LPL Financial
13
LPL Financial
California
$1.33M -$74.6K -4,555 -5%
CIA
14
Capital Investment Advisors
Georgia
$1.12M -$10.1K -619 -0.9%
First Trust Advisors
15
First Trust Advisors
Illinois
$909K +$60.6K +3,700 +7%
DA
16
Doliver Advisors
Texas
$860K -$85.9K -5,246 -9%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$845K -$61.3K -3,742 -7%
SFS
18
Shaker Financial Services
Virginia
$671K +$691K +42,166 New
UBS Group
19
UBS Group
Switzerland
$586K +$603K +36,794 New
SG Americas Securities
20
SG Americas Securities
New York
$518K +$533K +32,555 New
AWA
21
Arete Wealth Advisors
Illinois
$514K +$64.8K +3,955 +14%
Bank of America
22
Bank of America
North Carolina
$424K -$6.93K -423 -2%
Koshinski Asset Management
23
Koshinski Asset Management
Illinois
$423K +$435K +26,556 New
SPC
24
Sigma Planning Corp
Michigan
$393K +$404K +24,690 New
VKH
25
Virtu KCG Holdings
New York
$287K -$21.8K -1,331 -7%