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AVK

Advent Convertible and Income Fund
AVK

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.4M -$2.16M -179,252 -10%
PCM
2
Penserra Capital Management
California
$11.7M +$12M +996,194 New
Wells Fargo
3
Wells Fargo
California
$8.75M -$167K -13,839 -2%
GC
4
Guggenheim Capital
Illinois
$7.87M -$568K -47,182 -7%
AAM
5
Advisors Asset Management
Colorado
$5.79M +$1.19M +99,042 +25%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$5.43M -$61.4K -5,107 -1%
LPL Financial
7
LPL Financial
California
$5.11M -$40.8K -3,389 -0.8%
RJA
8
Raymond James & Associates
Florida
$4.32M -$690K -57,356 -13%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$4.01M +$50.2K +4,176 +1%
AWA
10
Arete Wealth Advisors
Illinois
$3.59M +$3.61M +300,377 +100%
AGM
11
Alpine Global Management
New York
$3.51M +$3.59M +298,611 New
Baird Financial Group
12
Baird Financial Group
Wisconsin
$3.4M -$3.61K -300 -0.1%
BFM
13
Boothbay Fund Management
New York
$3.39M +$3.48M +289,143 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.07M -$343K -28,488 -14%
EDRIA
15
Edmonds Duncan Registered Investment Advisors
Kansas
$1.89M +$77K +6,403 +4%
Invesco
16
Invesco
Georgia
$1.78M -$186K -15,442 -9%
UBS Group
17
UBS Group
Switzerland
$1.7M -$149K -12,380 -8%
FC
18
FCA Corp
Texas
$1.66M +$52.7K +4,383 +3%
FAM
19
Formidable Asset Management
Ohio
$1.42M -$135K -11,210 -8%
SIA
20
Sit Investment Associates
Minnesota
$1.38M +$1.41M +117,536 New
Osaic Holdings
21
Osaic Holdings
Arizona
$1.37M -$117K -9,753 -8%
CCC
22
Cable Car Capital
California
$1.17M +$1.2M +100,000 New
YCM
23
Yakira Capital Management
Connecticut
$988K +$1.01M +84,189 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$911K -$25.1K -2,089 -3%
NAS
25
NWF Advisory Services
California
$868K -$36.4K -3,024 -4%
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