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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$13.9M +$2.35M +143,132 +21%
Ameriprise
2
Ameriprise
Minnesota
$12.9M +$3.7M +225,488 +42%
WCM
3
Windsor Capital Management
Arizona
$6.84M -$627K -38,263 -9%
OA
4
Oxbow Advisors
Texas
$6.63M +$45.3K +2,761 +0.7%
Wells Fargo
5
Wells Fargo
California
$6.33M +$375K +22,896 +6%
AAM
6
Advisors Asset Management
Colorado
$5.11M -$1.89M -115,080 -28%
GC
7
Guggenheim Capital
Illinois
$4.65M -$1.04M -63,451 -19%
Morgan Stanley
8
Morgan Stanley
New York
$4.16M +$314K +19,120 +8%
Invesco
9
Invesco
Georgia
$2.99M -$594K -36,235 -17%
RJA
10
Raymond James & Associates
Florida
$2.77M +$561K +34,211 +26%
EVM
11
Eaton Vance Management
Massachusetts
$2.26M +$2.2M +134,309 New
CS
12
Credit Suisse
Switzerland
$2.06M -$50.5K -3,081 -2%
WAM
13
Wolverine Asset Management
Illinois
$1.87M -$1.58M -96,324 -46%
LPL Financial
14
LPL Financial
California
$1.23M -$167K -10,169 -12%
CIA
15
Capital Investment Advisors
Georgia
$1.16M -$22.1K -1,346 -2%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.01M +$45.4K +2,770 +5%
SFS
17
Shaker Financial Services
Virginia
$832K +$119K +7,287 +17%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$827K -$64.9K -3,955 -7%
UBS Group
19
UBS Group
Switzerland
$610K -$8.38K -511 -1%
AWA
20
Arete Wealth Advisors
Illinois
$590K +$46.1K +2,809 +9%
SJIC
21
St. James Investment Company
Texas
$547K +$533K +32,530 New
Bank of America
22
Bank of America
North Carolina
$463K +$14.7K +896 +3%
Koshinski Asset Management
23
Koshinski Asset Management
Illinois
$424K -$22.4K -1,368 -5%
SPC
24
Sigma Planning Corp
Michigan
$416K +$66 +4 +0%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$262K +$15.2K +926 +6%