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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$10.2M +$50.9K +2,829 +0.5%
OA
2
Oxbow Advisors
Texas
$8.74M +$91.6K +5,095 +1%
WCM
3
Windsor Capital Management
Arizona
$8.46M -$210K -11,680 -2%
PPA
4
Parametric Portfolio Associates
Washington
$8.28M +$1.45M +80,571 +22%
Wells Fargo
5
Wells Fargo
California
$8.04M +$835K +46,436 +12%
GC
6
Guggenheim Capital
Illinois
$7.75M -$174K -9,682 -2%
Ameriprise
7
Ameriprise
Minnesota
$6.16M +$1.14M +63,148 +23%
Morgan Stanley
8
Morgan Stanley
New York
$4.41M +$36.3K +2,021 +0.8%
EVM
9
Eaton Vance Management
Massachusetts
$3.94M +$58.1K +3,230 +2%
Invesco
10
Invesco
Georgia
$3.49M +$1.28M +71,092 +60%
CS
11
Credit Suisse
Switzerland
$3.27M -$9.31K -518 -0.3%
RCM
12
Robinson Capital Management
Michigan
$2.84M +$2.79M +155,049 New
RJA
13
Raymond James & Associates
Florida
$1.61M +$270K +15,009 +21%
LPL Financial
14
LPL Financial
California
$1.44M -$73.8K -4,104 -5%
CIA
15
Capital Investment Advisors
Georgia
$1.33M -$18.9K -1,053 -1%
SFS
16
Shaker Financial Services
Virginia
$1.11M +$613K +34,085 +129%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$983K +$54.1K +3,012 +6%
First Trust Advisors
18
First Trust Advisors
Illinois
$945K +$76.5K +4,258 +9%
U
19
UBS
Switzerland
$599K +$44.1K +2,454 +8%
Bank of America
20
Bank of America
North Carolina
$474K +$6.4K +356 +1%
AWA
21
Arete Wealth Advisors
Illinois
$363K +$154K +8,555 +76%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$267K +$20K +1,114 +8%
SGCA
23
Steel Grove Capital Advisors
Tennessee
$246K
BCMIO
24
Beacon Capital Management Inc (Ohio)
Ohio
$193K -$18.5K -1,027 -9%
DADC
25
D.A. Davidson & Co
Montana
$143K -$32.3K -1,798 -19%