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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$32.4M -$3.85M -327,677 -10%
AAM
2
Advisors Asset Management
Colorado
$8.3M -$160K -13,636 -2%
Wells Fargo
3
Wells Fargo
California
$7.02M +$362K +30,789 +5%
GC
4
Guggenheim Capital
Illinois
$5.38M -$665K -56,612 -11%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.56M +$762K +64,862 +19%
RJA
6
Raymond James & Associates
Florida
$4.5M -$506K -43,026 -10%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$4.11M +$498K +42,356 +13%
AWA
8
Arete Wealth Advisors
Illinois
$3.07M +$696K +59,190 +28%
UBS Group
9
UBS Group
Switzerland
$2.82M -$57.6K -4,897 -2%
LPL Financial
10
LPL Financial
California
$2.59M +$222K +18,911 +9%
Bank of America
11
Bank of America
North Carolina
$2.36M -$48.8K -4,152 -2%
Osaic Holdings
12
Osaic Holdings
Arizona
$2.14M +$425K +36,147 +24%
Invesco
13
Invesco
Georgia
$1.87M +$303K +25,791 +18%
EDRIA
14
Edmonds Duncan Registered Investment Advisors
Kansas
$1.53M -$25.5K -2,172 -2%
FAM
15
Formidable Asset Management
Ohio
$1.41M +$15.7K +1,336 +1%
SFS
16
Shaker Financial Services
Virginia
$964K -$165K -14,012 -14%
FC
17
FCA Corp
Texas
$903K +$34.2K +2,910 +4%
NAS
18
NWF Advisory Services
California
$900K +$927K +78,858 New
Baird Financial Group
19
Baird Financial Group
Wisconsin
$784K -$5.24K -446 -0.6%
9WM
20
9258 Wealth Management
Ohio
$755K -$94.7K -8,054 -11%
CWP
21
Cyndeo Wealth Partners
Florida
$752K +$288K +24,481 +58%
WMS
22
Wealth Management Solutions
Pennsylvania
$736K +$168K +14,314 +28%
NA
23
NewEdge Advisors
Louisiana
$719K +$28.4K +2,419 +4%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$696K +$26.4K +2,243 +4%
ACM
25
Advent Capital Management
New York
$683K