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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$51.3M +$49.8M +4,237,538 +3,605%
Morgan Stanley
2
Morgan Stanley
New York
$15.9M -$2.61M -221,998 -14%
Raymond James Financial
3
Raymond James Financial
Florida
$13.7M +$13.7M +1,165,089 New
PCM
4
Penserra Capital Management
California
$12.6M +$846K +72,008 +7%
AIA
5
Absolute Investment Advisers
Florida
$9.38M +$9.36M +797,246 New
Wells Fargo
6
Wells Fargo
California
$8.9M +$129K +11,019 +1%
GC
7
Guggenheim Capital
Illinois
$8.03M +$136K +11,579 +2%
AAM
8
Advisors Asset Management
Colorado
$7.09M +$1.29M +109,712 +22%
LPL Financial
9
LPL Financial
California
$5.87M +$746K +63,521 +15%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$4.77M +$746K +63,508 +19%
AWA
11
Arete Wealth Advisors
Illinois
$3.78M -$3.26M -277,493 -46%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$3.48M +$73.5K +6,261 +2%
QL
13
Quarry LP
New York
$3.42M +$3.28M +279,270 +2,460%
FC
14
FCA Corp
Texas
$2.25M +$578K +49,237 +35%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.07M -$7.4K -630 -0.4%
UBS Group
16
UBS Group
Switzerland
$2.05M +$349K +29,687 +21%
Creative Planning
17
Creative Planning
Kansas
$1.89M +$1.89M +160,890 New
Invesco
18
Invesco
Georgia
$1.65M -$141K -11,966 -8%
FAM
19
Formidable Asset Management
Ohio
$1.36M -$59.8K -5,092 -4%
Osaic Holdings
20
Osaic Holdings
Arizona
$1.31M -$66.1K -5,626 -5%
RAM
21
Readystate Asset Management
Illinois
$1.23M +$1.23M +104,580 New
CC
22
CF Capital
Massachusetts
$1.01M +$1.01M +85,900 New
MWM
23
Modern Wealth Management
Kansas
$869K +$190K +16,201 +28%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$854K -$59.7K -5,085 -7%
Bank of America
25
Bank of America
North Carolina
$766K +$61.6K +5,240 +9%