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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$72M -$1.88M -103,959 -3%
GC
2
Guggenheim Capital
Illinois
$16M +$819K +45,272 +5%
RJA
3
Raymond James & Associates
Florida
$14.6M +$646K +35,674 +5%
Morgan Stanley
4
Morgan Stanley
New York
$8.58M +$237K +13,081 +3%
AAM
5
Advisors Asset Management
Colorado
$8.5M +$1.24M +68,735 +17%
Bank of America
6
Bank of America
North Carolina
$8.06M +$15.3K +844 +0.2%
Wells Fargo
7
Wells Fargo
California
$8.02M +$503K +27,813 +7%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$7.59M -$222K -12,248 -3%
UBS Group
9
UBS Group
Switzerland
$7.18M -$203K -11,224 -3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$6.37M +$621K +34,314 +11%
Osaic Holdings
11
Osaic Holdings
Arizona
$5.22M +$97.4K +5,380 +2%
AWA
12
Arete Wealth Advisors
Illinois
$3.96M +$136K +7,514 +4%
LPL Financial
13
LPL Financial
California
$2.95M +$216K +11,913 +8%
First Trust Advisors
14
First Trust Advisors
Illinois
$2.44M +$4.63K +256 +0.2%
AAS
15
Avantax Advisory Services
Texas
$2.1M +$116K +6,400 +6%
OA
16
Oxbow Advisors
Texas
$2.09M +$115K +6,357 +6%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.98M -$194K -10,707 -9%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.88M +$420K +23,219 +29%
EDRIA
19
Edmonds Duncan Registered Investment Advisors
Kansas
$1.84M +$41.8K +2,312 +2%
Invesco
20
Invesco
Georgia
$1.78M +$668K +36,926 +59%
9WM
21
9258 Wealth Management
Ohio
$1.72M +$57.2K +3,163 +3%
CIBC Private Wealth Group
22
CIBC Private Wealth Group
Georgia
$1.33M +$1.34M +74,074 New
ARC
23
Advisor Resource Council
Texas
$1.3M +$1.31M +72,604 New
SPIA
24
Steward Partners Investment Advisory
New York
$1.1M +$309K +17,073 +39%
ACM
25
Advent Capital Management
New York
$1.09M -$1.75M -96,538 -61%