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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23.8M -$4.08M -367,653 -14%
Wells Fargo
2
Wells Fargo
California
$7.39M +$704K +63,511 +10%
GC
3
Guggenheim Capital
Illinois
$5M +$46.9K +4,227 +0.9%
AAM
4
Advisors Asset Management
Colorado
$4.68M -$539K -48,600 -10%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.45M +$206K +18,595 +4%
RJA
6
Raymond James & Associates
Florida
$3.95M +$3.35K +302 +0.1%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$3.79M -$170K -15,343 -4%
LPL Financial
8
LPL Financial
California
$3.24M +$294K +26,498 +9%
AWA
9
Arete Wealth Advisors
Illinois
$3.08M +$170K +15,304 +5%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$2.95M +$15K +1,349 +0.5%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.65M +$1.13M +102,238 +65%
UBS Group
12
UBS Group
Switzerland
$2.55M +$2.57K +232 +0.1%
SFS
13
Shaker Financial Services
Virginia
$2.21M +$796K +71,810 +50%
Bank of America
14
Bank of America
North Carolina
$1.76M -$498K -44,930 -21%
Invesco
15
Invesco
Georgia
$1.68M -$71.3K -6,425 -4%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.52M +$879K +79,212 +113%
EDRIA
17
Edmonds Duncan Registered Investment Advisors
Kansas
$1.52M +$102K +9,218 +7%
Wealth Enhancement Advisory Services
18
Wealth Enhancement Advisory Services
Minnesota
$1.42M +$1.54M +139,000 New
FAM
19
Formidable Asset Management
Ohio
$1.39M +$109K +9,871 +8%
FC
20
FCA Corp
Texas
$1.12M +$162K +14,589 +15%
NAS
21
NWF Advisory Services
California
$791K -$15.3K -1,375 -2%
AA
22
AQR Arbitrage
Connecticut
$768K +$834K +75,185 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$690K -$13.3K -1,197 -2%
CWP
24
Cyndeo Wealth Partners
Florida
$665K
9WM
25
9258 Wealth Management
Ohio
$654K -$11.4K -1,032 -2%