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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$76.8M -$2.7M -148,164 -3%
GC
2
Guggenheim Capital
Illinois
$17.4M +$3.05M +167,522 +22%
RJA
3
Raymond James & Associates
Florida
$14M +$356K +19,567 +3%
Morgan Stanley
4
Morgan Stanley
New York
$9.44M +$1.03M +56,556 +13%
Bank of America
5
Bank of America
North Carolina
$8.75M -$685K -37,598 -7%
Wells Fargo
6
Wells Fargo
California
$8.03M -$241K -13,261 -3%
UBS Group
7
UBS Group
Switzerland
$7.22M -$479K -26,280 -6%
AAM
8
Advisors Asset Management
Colorado
$6.31M +$257K +14,117 +4%
Osaic Holdings
9
Osaic Holdings
Arizona
$5.52M +$426K +23,387 +9%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$5.35M +$78.7K +4,324 +2%
Koshinski Asset Management
11
Koshinski Asset Management
Illinois
$5.09M -$3.39M -185,896 -41%
AWA
12
Arete Wealth Advisors
Illinois
$3.92M +$141K +7,716 +4%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$2.97M -$855K -46,974 -23%
ACM
14
Advent Capital Management
New York
$2.95M
LPL Financial
15
LPL Financial
California
$2.91M -$15.8K -866 -0.6%
FAM
16
Formidable Asset Management
Ohio
$2.67M -$2.4M -132,009 -47%
First Trust Advisors
17
First Trust Advisors
Illinois
$2.54M +$100K +5,500 +4%
EDRIA
18
Edmonds Duncan Registered Investment Advisors
Kansas
$2.18M +$825K +45,327 +64%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$2.06M +$30.7K +1,688 +2%
AAS
20
Avantax Advisory Services
Texas
$1.81M +$165K +9,081 +10%
9WM
21
9258 Wealth Management
Ohio
$1.75M +$8.63K +474 +0.5%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.4M +$36.4K +1,999 +3%
ARC
23
Advisor Resource Council
Texas
$1.24M +$1.21M +66,333 New
HBCM
24
Heron Bay Capital Management
Michigan
$1.13M +$1.35K +74 +0.1%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$994K +$107K +5,902 +13%