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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$44.5M -$4.46M -391,386 -10%
Raymond James Financial
2
Raymond James Financial
Florida
$16.3M +$1.09M +95,512 +8%
PCM
3
Penserra Capital Management
California
$14.7M +$408K +35,786 +3%
Wells Fargo
4
Wells Fargo
California
$10.3M +$670K +58,825 +7%
AAM
5
Advisors Asset Management
Colorado
$9.76M +$1.65M +144,955 +22%
Morgan Stanley
6
Morgan Stanley
New York
$8.93M -$3.21M -281,497 -28%
GC
7
Guggenheim Capital
Illinois
$8.35M +$363K +31,892 +5%
AIA
8
Absolute Investment Advisers
Florida
$7.47M -$1.97M -173,260 -22%
LPL Financial
9
LPL Financial
California
$6.17M +$394K +34,609 +7%
Koshinski Asset Management
10
Koshinski Asset Management
Illinois
$5.24M +$96.3K +8,452 +2%
AWA
11
Arete Wealth Advisors
Illinois
$3.77M -$142K -12,483 -4%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$3.68M -$12.2K -1,070 -0.4%
QL
13
Quarry LP
New York
$3.02M -$467K -40,946 -14%
FC
14
FCA Corp
Texas
$2.53M +$156K +13,725 +7%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.15M -$72.3K -6,340 -3%
Creative Planning
16
Creative Planning
Kansas
$1.93M
SPIA
17
Steward Partners Investment Advisory
New York
$1.62M +$526K +46,135 +53%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.54M +$75.8K +6,649 +6%
UBS Group
19
UBS Group
Switzerland
$1.46M -$55.9K -4,908 -4%
CWP
20
Cyndeo Wealth Partners
Florida
$1.31M
FAM
21
Formidable Asset Management
Ohio
$1.14M
Invesco
22
Invesco
Georgia
$974K -$345K -30,278 -27%
MWM
23
Modern Wealth Management
Kansas
$892K +$3.66K +321 +0.4%
NAS
24
NWF Advisory Services
California
$883K -$661 -58 -0.1%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$828K -$30.5K -2,680 -4%