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AVK

Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$20.9M +$1.57M +131,106 +9%
RJA
2
Raymond James & Associates
Florida
$13.7M +$986K +82,418 +8%
AAM
3
Advisors Asset Management
Colorado
$11.3M -$2.85M -238,357 -21%
GC
4
Guggenheim Capital
Illinois
$7.17M +$560K +46,839 +9%
Bank of America
5
Bank of America
North Carolina
$6.87M -$554K -46,296 -8%
Wells Fargo
6
Wells Fargo
California
$6.76M -$39.9K -3,333 -0.6%
Morgan Stanley
7
Morgan Stanley
New York
$6.62M +$920K +76,926 +17%
Koshinski Asset Management
8
Koshinski Asset Management
Illinois
$6M -$47.8K -3,994 -0.8%
RCM
9
Rivernorth Capital Management
Florida
$4.09M -$574K -47,937 -13%
UBS Group
10
UBS Group
Switzerland
$4.04M +$674K +56,367 +22%
FAM
11
Formidable Asset Management
Ohio
$3.26M +$304K +25,419 +11%
AWA
12
Arete Wealth Advisors
Illinois
$3.08M +$148K +12,360 +5%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.25M +$62.4K +5,212 +3%
ACM
14
Advent Capital Management
New York
$2M
Osaic Holdings
15
Osaic Holdings
Arizona
$1.81M -$334K -27,937 -16%
First Trust Advisors
16
First Trust Advisors
Illinois
$1.69M -$74K -6,182 -4%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$1.42M +$22.3K +1,864 +2%
9WM
18
9258 Wealth Management
Ohio
$1.35M -$8.51K -711 -0.7%
LPL Financial
19
LPL Financial
California
$1.24M +$126K +10,538 +12%
WCM
20
Windsor Capital Management
Arizona
$1.15M -$130K -10,829 -11%
AAS
21
Avantax Advisory Services
Texas
$1.02M +$104K +8,731 +12%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$854K -$611K -51,108 -45%
EDRIA
23
Edmonds Duncan Registered Investment Advisors
Kansas
$796K +$90.4K +7,554 +14%
QCIG
24
Quad-Cities Investment Group
Iowa
$671K -$17.1K -1,426 -3%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$638K -$658 -55 -0.1%