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AVK

Advent Convertible and Income Fund
AVK

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$42.6M -$4.31M -347,163 -9%
Raymond James Financial
2
Raymond James Financial
Florida
$18.6M +$1.42M +114,371 +9%
PCM
3
Penserra Capital Management
California
$15.5M +$42.2K +3,401 +0.3%
Wells Fargo
4
Wells Fargo
California
$11.2M +$325K +26,241 +3%
AAM
5
Advisors Asset Management
Colorado
$9.45M -$824K -66,426 -8%
GC
6
Guggenheim Capital
Illinois
$8.72M -$99.5K -8,020 -1%
LPL Financial
7
LPL Financial
California
$7.13M +$604K +48,671 +10%
Morgan Stanley
8
Morgan Stanley
New York
$6.73M -$2.61M -210,714 -29%
Koshinski Asset Management
9
Koshinski Asset Management
Illinois
$5.7M +$160K +12,915 +3%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$3.88M -$893 -72 -0%
AWA
11
Arete Wealth Advisors
Illinois
$3.79M -$178K -14,387 -5%
AIA
12
Absolute Investment Advisers
Florida
$3.29M -$4.46M -359,700 -58%
FC
13
FCA Corp
Texas
$2.79M +$118K +9,509 +5%
SPIA
14
Steward Partners Investment Advisory
New York
$2.47M +$736K +59,373 +44%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.18M -$92.3K -7,445 -4%
Creative Planning
16
Creative Planning
Kansas
$1.81M -$219K -17,650 -11%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.61M +$11.5K +930 +0.7%
CWP
18
Cyndeo Wealth Partners
Florida
$1.51M +$118K +9,543 +9%
UBS Group
19
UBS Group
Switzerland
$1.39M -$143K -11,550 -10%
QL
20
Quarry LP
New York
$1.23M -$1.91M -153,700 -62%
FAM
21
Formidable Asset Management
Ohio
$1.13M -$68.2K -5,500 -6%
MWM
22
Modern Wealth Management
Kansas
$937K -$4.73K -381 -0.5%
NAS
23
NWF Advisory Services
California
$921K -$11.2K -900 -1%
NA
24
NewEdge Advisors
Louisiana
$904K +$136K +10,954 +18%
Bank of America
25
Bank of America
North Carolina
$893K +$38.6K +3,111 +5%
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