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AVK

Advent Convertible and Income Fund
AVK

Name Holding Trade Value Shares
Change 		Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$22.4M +$2.86M +200,202 +15%
AAM
2
Advisors Asset Management
Colorado
$17.8M -$1.32M -92,433 -7%
RCM
3
Rivernorth Capital Management
Florida
$9.8M -$989K -69,276 -9%
Wells Fargo
4
Wells Fargo
California
$8.71M +$107K +7,462 +1%
RJA
5
Raymond James & Associates
Florida
$8.28M -$8.4M -588,783 -50%
Morgan Stanley
6
Morgan Stanley
New York
$6.28M -$508K -35,624 -7%
GC
7
Guggenheim Capital
Illinois
$4.88M +$1.06M +74,100 +28%
JP Morgan Chase
8
JP Morgan Chase
New York
$4.21M -$652K -45,698 -13%
UBS Group
9
UBS Group
Switzerland
$3.56M +$180K +12,639 +5%
Bank of America
10
Bank of America
North Carolina
$3.55M +$257K +17,985 +8%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.39M +$328K +22,999 +11%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$3.18M +$183K +12,793 +6%
AWA
13
Arete Wealth Advisors
Illinois
$2.96M +$32.2K +2,257 +1%
First Trust Advisors
14
First Trust Advisors
Illinois
$2.31M +$87.7K +6,146 +4%
OA
15
Oxbow Advisors
Texas
$2.19M +$78.2K +5,481 +4%
ACM
16
Advent Capital Management
New York
$1.98M – – –
FAM
17
Formidable Asset Management
Ohio
$1.69M +$1.71M +120,054 New
WCM
18
Windsor Capital Management
Arizona
$1.68M -$118K -8,271 -7%
LCM
19
Landscape Capital Management
New Jersey
$1.58M -$791K -55,450 -33%
Invesco
20
Invesco
Georgia
$1.58M -$669K -46,871 -30%
9WM
21
9258 Wealth Management
Ohio
$1.47M -$54.8K -3,842 -4%
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$1.46M +$15.2K +1,067 +1%
AG
23
Advisor Group
Arizona
$1.38M +$111K +7,747 +9%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1.26M +$51.3K +3,597 +4%
LPL Financial
25
LPL Financial
California
$1.14M -$5.31M -372,021 -82%
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