Cavalier Investments’s Advent Convertible and Income Fund AVK Stock Holding History

Cavalier Investments’s Portfolio AVK Stock Details AVK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-31,615	Closed	-$497K	–	147
2017 Q2	$497K	Hold	31,615	–	–	0.28%	84
2017 Q1	$482K	Hold	31,615	–	–	0.27%	87
2016 Q4	$452K	Hold	31,615	–	–	0.29%	71
2016 Q3	$449K	Buy	+31,615	New	+$450K	0.27%	73

Other funds holding AVK

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

WCM

Windsor Capital Management Phoenix, Arizona $389M AUM 10.81% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Cavalier Investments's AVK Position: Q3 2017 in Review

Cavalier Investments sold out of Advent Convertible and Income Fund (AVK) in Q3 2017, closing a stake of 31,615 shares — an estimated $497K sold.

Cavalier Investments first reported a position in AVK in Q3 2016 and held it in 4 quarters. The position peaked at $497K in Q2 2017. 54 funds tracked by Wall St. Rank hold AVK as of Q3 2017.

Cavalier Investments reported no remaining Advent Convertible and Income Fund position as of Q3 2017 after selling out during the quarter.
Cavalier Investments sold 31,615 Advent Convertible and Income Fund shares in Q3 2017, an estimated $497K.
Cavalier Investments first reported a position in Advent Convertible and Income Fund in Q3 2016 and held it in 4 quarters.
Cavalier Investments's Advent Convertible and Income Fund position peaked at $497K in Q2 2017.
54 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q3 2017.

Based on Cavalier Investments's 13F filing for Q3 2017, filed 2 Nov 2017.