Rockefeller Capital Management
AVK

Rockefeller Capital Management’s Advent Convertible and Income Fund AVK Stock Holding History

Rockefeller Capital Management’s Portfolio AVK Stock Details AVK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$88K Buy
7,884
+2,957
+60% +$36.6K ﹤0.01% 2948
2025
Q4 		$61.8K Sell
4,927
-111
-2% -$1.41K ﹤0.01% 2969
2025
Q3 		$64.4K Buy
+5,038
New +$62.5K ﹤0.01% 2784
2025
Q1 		– Sell
-39,047
Closed -$460K – 1664
2024
Q4 		$460K Buy
+39,047
New +$459K ﹤0.01% 1493
2024
Q2 		– Sell
-19,096
Closed -$222K – 1634
2024
Q1 		$222K Sell
19,096
-4,839
-20% -$55.3K ﹤0.01% 1647
2023
Q4 		$265K Sell
23,935
-5,756
-19% -$57.7K ﹤0.01% 1486
2023
Q3 		$303K Buy
29,691
+364
+1% +$4.04K ﹤0.01% 1413
2023
Q2 		$335K Buy
29,327
+1,767
+6% +$19.8K ﹤0.01% 1485
2023
Q1 		$310K Buy
27,560
+277
+1% +$3.26K ﹤0.01% 1564
2022
Q4 		$289K Buy
27,283
+280
+1% +$3.11K ﹤0.01% 1493
2022
Q3 		$279K Sell
27,003
-3,037
-10% -$38.7K ﹤0.01% 1500
2022
Q2 		$352K Buy
30,040
+2,700
+10% +$36.1K ﹤0.01% 1404
2022
Q1 		$416K Sell
27,340
-1,227
-4% -$19.2K ﹤0.01% 1389
2021
Q4 		$513K Buy
28,567
+13,416
+89% +$243K ﹤0.01% 1300
2021
Q3 		$265K Buy
15,151
+3,677
+32% +$68.4K ﹤0.01% 1494
2021
Q2 		$215K Buy
11,474
+793
+7% +$14.4K ﹤0.01% 1483
2021
Q1 		$183K Buy
10,681
+2,978
+39% +$49.8K ﹤0.01% 1357
2020
Q4 		$123K Buy
7,703
+5,135
+200% +$75.6K ﹤0.01% 1360
2020
Q3 		$34K Hold
2,568
– – ﹤0.01% 1615
2020
Q2 		$33K Buy
+2,568
New +$30.7K ﹤0.01% 1513

Other funds holding AVK

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Koshinski Asset Management
Koshinski Asset Management Decatur, Illinois $1.6B AUM 20.7% 1-Year Est. Return
AWA
Arete Wealth Advisors Chicago, Illinois $1.33B AUM 25.12% 1-Year Est. Return

Rockefeller Capital Management's AVK Position: Q1 2026 in Review

Rockefeller Capital Management increased its Advent Convertible and Income Fund (AVK) stake by 60% in Q1 2026, buying an estimated $36.6K and bringing the position to 7,884 shares worth $88K. The position accounts for ﹤0.01% of the portfolio, ranked #2948.

Rockefeller Capital Management first reported a position in AVK in Q2 2020 and has held it in 20 quarters since. The position peaked at $513K in Q4 2021. 109 funds tracked by Wall St. Rank hold AVK as of Q1 2026.

  • Rockefeller Capital Management held 7,884 shares of Advent Convertible and Income Fund worth $88K as of Q1 2026.
  • Rockefeller Capital Management bought 2,957 Advent Convertible and Income Fund shares in Q1 2026, an estimated $36.6K.
  • Advent Convertible and Income Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2948 holding.
  • Rockefeller Capital Management first reported a position in Advent Convertible and Income Fund in Q2 2020 and has held it in 20 quarters since.
  • Rockefeller Capital Management's Advent Convertible and Income Fund position peaked at $513K in Q4 2021.
  • 109 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.