Rockefeller Capital Management
AVK

Rockefeller Capital Management’s Advent Convertible and Income Fund AVK Stock Holding History

Rockefeller Capital Management’s Portfolio AVK Stock Details AVK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$2.5M Buy
190,980
+183,096
+2,322% +$2.31M ﹤0.01% 1282
2026
Q1 		$88K Buy
7,884
+2,957
+60% +$36.6K ﹤0.01% 2948
2025
Q4 		$61.8K Sell
4,927
-111
-2% -$1.41K ﹤0.01% 2969
2025
Q3 		$64.4K Buy
+5,038
New +$62.5K ﹤0.01% 2784
2025
Q1 		– Sell
-39,047
Closed -$460K – 1664
2024
Q4 		$460K Buy
+39,047
New +$459K ﹤0.01% 1493
2024
Q2 		– Sell
-19,096
Closed -$222K – 1634
2024
Q1 		$222K Sell
19,096
-4,839
-20% -$55.3K ﹤0.01% 1647
2023
Q4 		$265K Sell
23,935
-5,756
-19% -$57.7K ﹤0.01% 1486
2023
Q3 		$303K Buy
29,691
+364
+1% +$4.04K ﹤0.01% 1413
2023
Q2 		$335K Buy
29,327
+1,767
+6% +$19.8K ﹤0.01% 1485
2023
Q1 		$310K Buy
27,560
+277
+1% +$3.26K ﹤0.01% 1564
2022
Q4 		$289K Buy
27,283
+280
+1% +$3.11K ﹤0.01% 1493
2022
Q3 		$279K Sell
27,003
-3,037
-10% -$38.7K ﹤0.01% 1500
2022
Q2 		$352K Buy
30,040
+2,700
+10% +$36.1K ﹤0.01% 1404
2022
Q1 		$416K Sell
27,340
-1,227
-4% -$19.2K ﹤0.01% 1389
2021
Q4 		$513K Buy
28,567
+13,416
+89% +$243K ﹤0.01% 1300
2021
Q3 		$265K Buy
15,151
+3,677
+32% +$68.4K ﹤0.01% 1494
2021
Q2 		$215K Buy
11,474
+793
+7% +$14.4K ﹤0.01% 1483
2021
Q1 		$183K Buy
10,681
+2,978
+39% +$49.8K ﹤0.01% 1357
2020
Q4 		$123K Buy
7,703
+5,135
+200% +$75.6K ﹤0.01% 1360
2020
Q3 		$34K Hold
2,568
– – ﹤0.01% 1615
2020
Q2 		$33K Buy
+2,568
New +$30.7K ﹤0.01% 1513

Other funds holding AVK

Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
PCM
Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Koshinski Asset Management
Koshinski Asset Management Decatur, Illinois $1.88B AUM 29.07% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.65% 1-Year Est. Return

Rockefeller Capital Management's AVK Position: Q2 2026 in Review

Rockefeller Capital Management increased its Advent Convertible and Income Fund (AVK) stake by 2,322% in Q2 2026, buying an estimated $2.31M and bringing the position to 190,980 shares worth $2.5M. The position accounts for ﹤0.01% of the portfolio, ranked #1282.

Rockefeller Capital Management first reported a position in AVK in Q2 2020 and has held it in 21 quarters since. 107 funds tracked by Wall St. Rank hold AVK as of Q2 2026.

  • Rockefeller Capital Management held 190,980 shares of Advent Convertible and Income Fund worth $2.5M as of Q2 2026.
  • Rockefeller Capital Management bought 183,096 Advent Convertible and Income Fund shares in Q2 2026, an estimated $2.31M.
  • Advent Convertible and Income Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1282 holding.
  • Rockefeller Capital Management first reported a position in Advent Convertible and Income Fund in Q2 2020 and has held it in 21 quarters since.
  • 107 funds tracked by Wall St. Rank held Advent Convertible and Income Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.