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Advent Convertible and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Oppenheimer & Co
76
Oppenheimer & Co
New York
$151K +$25 +2 +0%
EI
77
Ellevest Inc
New York
$144K -$4.7K -373 -3%
IMC Chicago
78
IMC Chicago
Illinois
$140K +$135K +10,715 New
PWPS
79
Pinnacle Wealth Planning Services
Ohio
$133K – – –
Harbour Investments
80
Harbour Investments
Wisconsin
$107K – – –
MIA
81
MeadowBrook Investment Advisors
Michigan
$61.6K – – –
Atlantic Union Bankshares
82
Atlantic Union Bankshares
Virginia
$61.6K – – –
Clear Street
83
Clear Street
New York
$42.5K +$40.9K +3,247 New
IFWM
84
Institute for Wealth Management
Colorado
$40K +$38.4K +3,052 New
LFASL
85
Lugano Financial Advisors SA (LFA)
Switzerland
$36.1K – – –
BBPWM
86
Blue Bell Private Wealth Management
Pennsylvania
$32.1K +$30.8K +2,448 New
AIM
87
Axiom Investment Management
New York
$26.4K +$1.21K +96 +5%
CT
88
Colonial Trust
South Carolina
$25.7K – – –
US Bancorp
89
US Bancorp
Minnesota
$19.3K – – –
GIA
90
GHP Investment Advisors
Colorado
$17K – – –
KFAS
91
Keating Financial Advisory Services
Kansas
$14.3K – – –
GSWM
92
Golden State Wealth Management
California
$13.4K – – –
TCM
93
Triumph Capital Management
Colorado
$13.4K – – –
Federation des caisses Desjardins du Quebec
94
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.1K – – –
FGA
95
Fortis Group Advisors
New Jersey
$7.13K – – –
GWP
96
Gen-Wealth Partners
Michigan
$6.49K – – –
NSIM
97
North Star Investment Management
Illinois
$5.5K – – –
Allworth Financial
98
Allworth Financial
California
$5.24K – – –
JP Morgan Chase
99
JP Morgan Chase
New York
$5.22K – – –
BFPW
100
BOK Financial Private Wealth
Colorado
$3.98K +$3.83K +304 New