TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $280M
This Quarter Return
+1.37%
1 Year Return
+7.27%
3 Year Return
+21.03%
5 Year Return
+50.15%
10 Year Return
+37.81%
AUM
$275M
AUM Growth
+$275M
Cap. Flow
+$44.5M
Cap. Flow %
16.14%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
125
Reduced
36
Closed
40

Top Buys

1
PCF
High Income Securities Fund
PCF
$7.02M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
$6.52M
3
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$4.45M
4
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
$4.35M
5
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$4.31M

Top Sells

1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.61M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2.82M
4
CRF
Cornerstone Total Return Fund
CRF
$2.46M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$2.25M

Sector Composition

1 Financials 9.66%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HFRO
1
Highland Opportunities and Income Fund
HFRO
$340M
$29.9M 10.87% 2,725,128 +189,209 +7% +$2.08M
NXDT
2
NexPoint Diversified Real Estate Trust
NXDT
$186M
$20.5M 7.44% 1,508,212 +244,344 +19% +$3.32M
CET
3
Central Securities Corp
CET
$1.45B
$8.03M 2.91% 180,055 +11,205 +7% +$500K
STEW
4
SRH Total Return Fund
STEW
$1.79B
$7.46M 2.71% 524,636 +9,541 +2% +$136K
PCF
5
High Income Securities Fund
PCF
$121M
$7.11M 2.58% 822,020 +811,142 +7,457% +$7.02M
PDI icon
6
PIMCO Dynamic Income Fund
PDI
$7.44B
$6.52M 2.37% +251,677 New +$6.52M
BSTZ icon
7
BlackRock Science and Technology Term Trust
BSTZ
$1.55B
$6.46M 2.34% 165,757 -3,182 -2% -$124K
PDX
8
PIMCO Dynamic Income Strategy Fund
PDX
$1.1B
$6.36M 2.31% 494,040 +58,191 +13% +$749K
TBF icon
9
ProShares Short 20+ Year Treasury ETF
TBF
$71.9M
$6.18M 2.24% 386,522 +41,264 +12% +$660K
MTZ icon
10
MasTec
MTZ
$14.3B
$5.71M 2.07% 61,874 -5,000 -7% -$461K
BRW
11
Saba Capital Income & Opportunities Fund
BRW
$353M
$4.78M 1.73% 1,056,444 +562,495 +114% +$2.54M
BCAT icon
12
BlackRock Capital Allocation Term Trust
BCAT
$1.57B
$4.45M 1.62% +228,877 New +$4.45M
CLM icon
13
Cornerstone Strategic Value Fund
CLM
$2.31B
$4.42M 1.6% 309,198 -157,205 -34% -$2.25M
NMAI icon
14
Nuveen Multi-Asset Income Fund
NMAI
$423M
$4.35M 1.58% +233,153 New +$4.35M
CRF
15
Cornerstone Total Return Fund
CRF
$1.21B
$4.32M 1.57% 314,225 -178,713 -36% -$2.46M
ECAT icon
16
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.64B
$4.31M 1.56% +230,868 New +$4.31M
GAM
17
General American Investors Company
GAM
$1.4B
$4.24M 1.54% 95,942 +4,168 +5% +$184K
AIF
18
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$4.08M 1.48% 266,554 +4,030 +2% +$61.7K
FINS
19
Angel Oak Financial Strategies Income Term Trust
FINS
$445M
$3.93M 1.43% 230,222 +228,666 +14,696% +$3.9M
NBXG
20
Neuberger Berman Next Generation Connectivity Fund
NBXG
$1.17B
$3.85M 1.4% +222,725 New +$3.85M
SSSS icon
21
SuRo Capital
SSSS
$208M
$3.79M 1.37% 292,346 +264,272 +941% +$3.42M
CCIF
22
Carlyle Credit Income Fund
CCIF
$121M
$3.68M 1.34% 361,052 +46,135 +15% +$471K
OXLC
23
Oxford Lane Capital
OXLC
$1.81B
$3.45M 1.25% 446,759 +65,682 +17% +$506K
SPE
24
Special Opportunities Fund
SPE
$167M
$3.37M 1.22% 218,316 +6,965 +3% +$108K
JRS icon
25
Nuveen Real Estate Income Fund
JRS
$235M
$3.35M 1.22% 261,493 +209,537 +403% +$2.69M
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