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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+1.42%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$275M
AUM Growth
+$49M
Cap. Flow
+$45.2M
Cap. Flow %
16.42%
Top 10 Hldgs %
37.85%
Holding
401
New
52
Increased
123
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$7.09M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$6.58M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$4.47M
4
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$4.45M
5
NMAI icon
Nuveen Multi-Asset Income Fund
NMAI
+$4.24M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.63M
2
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$5.09M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.81M
4
CRF
Cornerstone Total Return Fund
CRF
+$2.38M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 4.55%
3 Consumer Discretionary 2.09%
4 Materials 1.6%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HFRO
1
Highland Opportunities and Income Fund
HFRO
$407M
$29.9M 10.87%
2,725,128
+189,209
+7% +$2.11M
NXDT
2
NexPoint Diversified Real Estate Trust
NXDT
$281M
$20.5M 7.44%
1,508,212
+244,344
+19% +$3.45M
CET
3
Central Securities Corp
CET
$1.54B
$8.03M 2.91%
180,055
+11,205
+7% +$477K
STEW
4
SRH Total Return Fund
STEW
$1.75B
$7.46M 2.71%
524,636
+9,541
+2% +$129K
PCF
5
High Income Securities Fund
PCF
$99.6M
$7.11M 2.58%
822,020
+811,142
+7,457% +$7.09M
PDI icon
6
PIMCO Dynamic Income Fund
PDI
$7.4B
$6.52M 2.37%
+251,677
New +$6.58M
BSTZ icon
7
BlackRock Science and Technology Term Trust
BSTZ
$1.97B
$6.46M 2.34%
165,757
-3,182
-2% -$127K
PDX
8
PIMCO Dynamic Income Strategy Fund
PDX
$957M
$6.36M 2.31%
494,040
+58,191
+13% +$762K
TBF icon
9
ProShares Short 20+ Year Treasury ETF
TBF
$84.9M
$6.18M 2.24%
386,522
+41,264
+12% +$669K
MTZ icon
10
MasTec
MTZ
$26.7B
$5.71M 2.07%
61,874
-5,000
-7% -$457K
BRW
11
Saba Capital Income & Opportunities Fund
BRW
$336M
$4.78M 1.73%
528,222
+281,247
+114% +$2.58M
BCAT icon
12
BlackRock Capital Allocation Term Trust
BCAT
$1.6B
$4.45M 1.62%
+228,877
New +$4.45M
CLM icon
13
Cornerstone Strategic Value Fund
CLM
$2.17B
$4.42M 1.6%
314,145
-159,720
-34% -$2.17M
NMAI icon
14
Nuveen Multi-Asset Income Fund
NMAI
$460M
$4.35M 1.58%
+233,153
New +$4.24M
CRF
15
Cornerstone Total Return Fund
CRF
$1.14B
$4.32M 1.57%
320,510
-182,287
-36% -$2.38M
ECAT icon
16
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.5B
$4.31M 1.56%
+230,868
New +$4.47M
GAM
17
General American Investors Company
GAM
$1.54B
$4.24M 1.54%
95,942
+4,168
+5% +$183K
AIF
18
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$4.08M 1.48%
266,554
+4,030
+2% +$63.1K
FINS
19
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$3.93M 1.43%
230,222
+228,666
+14,696% +$3.85M
NBXG
20
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.18B
$3.85M 1.4%
+222,725
New +$4.08M
NSLR
21
Neostellar Capital Corp
NSLR
$262M
$3.79M 1.37%
292,346
+264,272
+941% +$3.48M
CCIF
22
Carlyle Credit Income Fund
CCIF
$56.4M
$3.68M 1.34%
361,052
+46,135
+15% +$481K
OXLC
23
Oxford Lane Capital
OXLC
$830M
$3.44M 1.25%
89,352
+13,137
+17% +$511K
SPE
24
Special Opportunities Fund
SPE
$140M
$3.37M 1.22%
228,533
+7,291
+3% +$109K
JRS icon
25
Nuveen Real Estate Income Fund
JRS
$251M
$3.35M 1.22%
261,493
+209,537
+403% +$2.45M
1
2 3 4 5

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PCI
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PC
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DMBA
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Thomas J. Herzfeld Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Thomas J. Herzfeld Advisors held 401 positions worth $275M, up 22% from $226M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $45.2M of net new capital in Q4 2021, opening 52 new positions and adding to 123 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $6.63M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 251,677 shares worth $6.52M.
  • Thomas J. Herzfeld Advisors added most to High Income Securities Fund in Q4 2021, an estimated $7.09M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2021 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.63M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q4 2021, selling an estimated $5.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $275M portfolio in Q4 2021.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 40 in Q4 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 22% quarter-over-quarter to $275M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2021, filed 14 Feb 2022.