Thomas J. Herzfeld Advisors’s Oxford Lane Capital OXLC Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio OXLC Stock Details OXLC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.18M	Sell	222,539 -176,927	-44%	-$1.95M	0.74%	38
2025 Q4	$5.85M	Buy	399,466 +171,594	+75%	+$2.57M	1.98%	17
2025 Q3	$3.86M	Buy	+227,872	New	+$4.17M	1.32%	28
2024 Q1	–	Sell	-32,778	Closed	-$810K	–	160
2023 Q4	$810K	Hold	32,778	–	–	0.3%	61
2023 Q3	$818K	Sell	32,778 -250,645	-88%	-$6.45M	0.32%	61
2023 Q2	$6.86M	Sell	283,423 -258,424	-48%	-$6.6M	2.73%	7
2023 Q1	$14.2M	Buy	541,847 +13,063	+2%	+$364K	5.73%	4
2022 Q4	$13.4M	Buy	+528,784	New	+$13.6M	5.49%	4
2022 Q3	–	Sell	-31,528	Closed	-$895K	–	327
2022 Q2	$895K	Sell	31,528 -20,224	-39%	-$663K	0.37%	58
2022 Q1	$1.87M	Sell	51,752 -37,600	-42%	-$1.45M	0.7%	45
2021 Q4	$3.44M	Buy	89,352 +13,137	+17%	+$511K	1.25%	23
2021 Q3	$2.75M	Buy	76,215 +26,174	+52%	+$950K	1.21%	27
2021 Q2	$1.85M	Buy	+50,041	New	+$1.75M	0.77%	39
2020 Q1	–	Sell	-64,898	Closed	-$2.65M	–	253
2019 Q4	$2.65M	Buy	+64,898	New	+$2.88M	0.95%	32
2018 Q4	–	Sell	-103,053	Closed	-$5.46M	–	312
2018 Q3	$5.46M	Buy	103,053 +70,459	+216%	+$3.86M	1.94%	13
2018 Q2	$1.7M	Sell	32,594 -497	-2%	-$26.6K	0.62%	49
2018 Q1	$1.68M	Buy	33,091 +24,364	+279%	+$1.23M	0.65%	46
2017 Q4	$439K	Buy	+8,727	New	+$450K	0.16%	87
2017 Q3	–	Sell	-2,963	Closed	-$147K	–	303
2017 Q2	$147K	Buy	2,963 +2,363	+394%	+$127K	0.06%	117
2017 Q1	$33K	Buy	+600	New	+$33.2K	0.01%	236

Other funds holding OXLC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

KKRC

Kohlberg Kravis Roberts & Co New York $5.35B AUM 63.01% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

EPCM

Eagle Point Credit Management Greenwich, Connecticut $76.5M AUM

Blackstone Inc New York $25.6B AUM 26.83% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

BTCPP

Border to Coast Pensions Partnership Leeds, United Kingdom $5.92B AUM 23.78% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Thomas J. Herzfeld Advisors's OXLC Position: Q1 2026 in Review

Thomas J. Herzfeld Advisors reduced its Oxford Lane Capital (OXLC) stake by 44% in Q1 2026, selling an estimated $1.95M and leaving 222,539 shares worth $2.18M. The position accounts for 0.74% of the portfolio, ranked #38.

Thomas J. Herzfeld Advisors first reported a position in OXLC in Q1 2017 and has held it in 20 quarters since. The position peaked at $14.2M in Q1 2023. 87 funds tracked by Wall St. Rank hold OXLC as of Q1 2026.

Thomas J. Herzfeld Advisors held 222,539 shares of Oxford Lane Capital worth $2.18M as of Q1 2026.
Thomas J. Herzfeld Advisors sold 176,927 Oxford Lane Capital shares in Q1 2026, an estimated $1.95M.
Oxford Lane Capital made up 0.74% of Thomas J. Herzfeld Advisors's portfolio in Q1 2026, its #38 holding.
Thomas J. Herzfeld Advisors first reported a position in Oxford Lane Capital in Q1 2017 and has held it in 20 quarters since.
Thomas J. Herzfeld Advisors's Oxford Lane Capital position peaked at $14.2M in Q1 2023.
87 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q1 2026.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2026, filed 12 May 2026.