OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

83 hedge funds and large institutions have $129M invested in Oxford Lane Capital in 2022 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 27 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
83
Holders Change
+10
Holders Change %
+13.7%
% of All Funds
1.34%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
24
Increased
27
Reduced
14
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$13.4M
2
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$3.41M
3
DFG
3
Delphi Financial Group
Delaware
$1.91M
4
PCM
4
Penserra Capital Management
California
$9.69M
5
CM
5
CastleKnight Management
New York
$375K

Top Sellers

1
Invesco
1
Invesco
Georgia
$0
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$0
3
ASFA
3
All Season Financial Advisors
Colorado
$0
4
CIA
4
Capital Investment Advisors
Georgia
$56K
5
WWM
5
Western Wealth Management
Colorado
$296K
Name Holding Trade Value Shares
Change 		Shares
Change %
AWA
1
Arete Wealth Advisors
Illinois
$75.7M – – –
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$13.4M +$13.4M +2,643,918 New
PCM
3
Penserra Capital Management
California
$9.69M +$871K +171,716 +10%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.41M +$3.2M +632,036 +1,576%
EG
5
Enstar Group
Bermuda
$3.17M – – –
Morgan Stanley
6
Morgan Stanley
New York
$2.89M -$12.1K -2,380 -0.4%
LPL Financial
7
LPL Financial
California
$1.97M -$99.3K -19,580 -5%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.92M -$167K -32,938 -8%
DFG
9
Delphi Financial Group
Delaware
$1.91M +$882K +173,948 +86%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.77M +$128K +25,272 +8%
P
11
&Partners
Tennessee
$1.55M -$8.1K -1,597 -0.5%
WS
12
Wedbush Securities
California
$1.53M -$2.21K -436 -0.1%
VEA
13
Virtus ETF Advisers
New York
$753K +$5.73K +1,131 +0.8%
RJA
14
Raymond James & Associates
Florida
$687K +$116K +22,782 +20%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$532K +$366K +72,201 +220%
Bank of America
16
Bank of America
North Carolina
$497K +$25.4K +5,009 +5%
ACI
17
Alpha Cubed Investments
California
$469K – – –
CM
18
CastleKnight Management
New York
$375K +$375K +74,000 New
GWM
19
Geneos Wealth Management
Colorado
$360K +$96.3K +19,000 +37%
BA
20
Bard Associates
Illinois
$351K -$27.9K -5,500 -7%
BRWA
21
B. Riley Wealth Advisors
Florida
$341K +$1.49K +294 +0.4%
SCA
22
Sage Capital Advisors
South Dakota
$303K -$7.68K -1,514 -2%
WWM
23
Western Wealth Management
Colorado
$296K -$264K -52,087 -47%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$272K +$102K +20,072 +60%
BAG
25
Bridgewealth Advisory Group
California
$272K +$272K +53,627 New
1
2 3 4