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OXLC

Oxford Lane Capital

82 hedge funds and large institutions have $131M invested in Oxford Lane Capital in 2022 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 26 increasing their positions, 14 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

241% more capital invested

Capital invested by funds: $38.3M → $131M (+$92.3M)

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

86% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 14

85% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 13

12% more funds holding

Funds holding: 7382 (+9)

0.39% more ownership

Funds ownership: 0.95%1.34% (+0.39%)

Holders
82
Holders Change
+9
Holders Change %
+12.33%
% of All Funds
1.32%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
24
Increased
26
Reduced
14
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWA
1
Arete Wealth Advisors
Illinois
$75.7M
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$13.4M +$13.6M +528,784 New
PCM
3
Penserra Capital Management
California
$9.69M +$886K +34,343 +10%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$3.41M +$3.26M +126,408 +1,576%
EG
5
Enstar Group
Bermuda
$3.17M
Morgan Stanley
6
Morgan Stanley
New York
$2.89M -$12.3K -476 -0.4%
LPL Financial
7
LPL Financial
California
$1.97M -$101K -3,916 -5%
Osaic Holdings
8
Osaic Holdings
Arizona
$1.92M -$170K -6,587 -8%
DFG
9
Delphi Financial Group
Delaware
$1.91M +$897K +34,790 +86%
IFG
10
Independent Financial Group
California
$1.8M -$219K -8,486 -11%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.77M +$130K +5,055 +8%
P
12
&Partners
Tennessee
$1.55M -$8.23K -319 -0.5%
WS
13
Wedbush Securities
California
$1.53M -$2.24K -87 -0.1%
VEA
14
Virtus ETF Advisers
New York
$753K +$5.86K +227 +0.8%
RJA
15
Raymond James & Associates
Florida
$687K +$118K +4,556 +20%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$532K +$372K +14,440 +220%
Bank of America
17
Bank of America
North Carolina
$497K +$25.8K +1,002 +5%
ACI
18
Alpha Cubed Investments
California
$469K
CM
19
CastleKnight Management
New York
$375K +$382K +14,800 New
GWM
20
Geneos Wealth Management
Colorado
$360K +$98K +3,800 +37%
BA
21
Bard Associates
Illinois
$351K -$28.4K -1,100 -7%
BRWA
22
B. Riley Wealth Advisors
Florida
$341K +$1.52K +59 +0.4%
SCA
23
Sage Capital Advisors
South Dakota
$303K -$7.82K -303 -2%
WWM
24
Western Wealth Management
Colorado
$296K -$269K -10,418 -47%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$272K +$104K +4,015 +60%

OXLC Hedge Fund Activity: Q4 2022 in Review

82 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2022, worth a combined $131M — up 241% from $38.3M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new OXLC positions and 13 closed out — a net gain of 11 holders — while 26 added to existing stakes and 14 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, opening a new position worth an estimated $13.6M. The largest seller was Invesco, exiting entirely with an estimated $932K sold.

  • 82 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2022, up from 73 in Q3 2022.
  • Funds reported $131M of Oxford Lane Capital stock for Q4 2022, up 241% quarter-over-quarter.
  • 24 funds opened new Oxford Lane Capital positions in Q4 2022 and 13 closed out, a net change of +11 holders.
  • The largest Oxford Lane Capital buyer in Q4 2022 was Thomas J. Herzfeld Advisors, an estimated $13.6M added.
  • The largest Oxford Lane Capital seller in Q4 2022 was Invesco, an estimated $932K sold.

Based on aggregated 13F filings for Q4 2022.