OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

46 hedge funds and large institutions have $34.2M invested in Oxford Lane Capital in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 8 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
46
Holders Change
-6
Holders Change %
-11.54%
% of All Funds
0.81%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
12
Increased
16
Reduced
8
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
QGA
Q Global Advisors
Texas
$11M
2
LPL Financial
LPL Financial
California
$1.61M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.3M
4
Morgan Stanley
Morgan Stanley
New York
$2.59M
5
Osaic Holdings
Osaic Holdings
Arizona
$1.64M

Top Sellers

1
Invesco
Invesco
Georgia
$0
2
KPWS
Kestra Private Wealth Services
Texas
$489K
3
Citadel Advisors
Citadel Advisors
Florida
$0
4
VEA
Virtus ETF Advisers
New York
$1.02M
5
AIM
Aigen Investment Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
QGA
1
Q Global Advisors
Texas
$11M +$11M +1,750,000 New
EG
2
Enstar Group
Bermuda
$3.93M +$44.2K +7,018 +1%
Morgan Stanley
3
Morgan Stanley
New York
$2.59M +$949K +150,581 +58%
P
4
&Partners
Tennessee
$1.67M +$84.3K +13,384 +5%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.64M +$618K +98,150 +61%
LPL Financial
6
LPL Financial
California
$1.61M +$1.22M +192,940 +311%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.52M +$39.2K +6,230 +3%
ACM
8
Anfield Capital Management
California
$1.42M -$118K -18,774 -8%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.3M +$1.04M +164,612 +393%
VEA
10
Virtus ETF Advisers
New York
$1.02M -$278K -44,131 -21%
DFG
11
Delphi Financial Group
Delaware
$710K +$169K +26,829 +31%
DA
12
DCM Advisors
New York
$688K +$72.5K +11,500 +12%
WS
13
Wedbush Securities
California
$539K +$36.6K +5,815 +7%
KPWS
14
Kestra Private Wealth Services
Texas
$489K -$605K -96,037 -55%
CSS
15
Cubist Systematic Strategies
Connecticut
$435K +$95.7K +15,200 +28%
SWM
16
Spire Wealth Management
Virginia
$395K +$395K +62,700 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$373K +$373K +59,134 New
BRWA
18
B. Riley Wealth Advisors
Florida
$335K -$6.12K -971 -2%
BA
19
Bard Associates
Illinois
$334K -$4.09K -650 -1%
KM
20
Kalos Management
Georgia
$305K +$203K +28,760 +199%
Bank of America
21
Bank of America
North Carolina
$222K – – –
FIA
22
FNY Investment Advisers
New York
$180K +$81.1K +12,926 +82%
UBS Group
23
UBS Group
Switzerland
$137K -$3.24K -516 -2%
GWM
24
Geneos Wealth Management
Colorado
$134K – – –
NA
25
NewEdge Advisors
Louisiana
$127K – – –
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