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OXLC

Oxford Lane Capital

46 hedge funds and large institutions have $36.7M invested in Oxford Lane Capital in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 8

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

85% more capital invested

Capital invested by funds: $19.9M → $36.7M (+$16.8M)

0.44% more ownership

Funds ownership: 0.81%1.25% (+0.44%)

10% less funds holding

Funds holding: 5146 (-5)

25% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 16

Holders
46
Holders Change
-5
Holders Change %
-9.8%
% of All Funds
0.81%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
12
Increased
17
Reduced
8
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
QGA
1
Q Global Advisors
Texas
$11M +$11.1M +350,000 New
EG
2
Enstar Group
Bermuda
$3.93M +$44.4K +1,404 +1%
Morgan Stanley
3
Morgan Stanley
New York
$2.59M +$953K +30,116 +58%
IFG
4
Independent Financial Group
California
$2.46M +$753K +23,780 +44%
P
5
&Partners
Tennessee
$1.67M +$84.7K +2,677 +5%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.64M +$621K +19,630 +61%
LPL Financial
7
LPL Financial
California
$1.61M +$1.22M +38,588 +311%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.52M +$39.4K +1,246 +3%
ACM
9
Anfield Capital Management
California
$1.42M -$119K -3,755 -8%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.3M +$1.04M +32,922 +393%
VEA
11
Virtus ETF Advisers
New York
$1.02M -$279K -8,826 -21%
DFG
12
Delphi Financial Group
Delaware
$710K +$170K +5,366 +31%
DA
13
DCM Advisors
New York
$688K +$72.8K +2,300 +12%
WS
14
Wedbush Securities
California
$539K +$36.8K +1,163 +7%
KPWS
15
Kestra Private Wealth Services
Texas
$489K -$608K -19,207 -55%
CSS
16
Cubist Systematic Strategies
Connecticut
$435K +$96.2K +3,040 +28%
SWM
17
Spire Wealth Management
Virginia
$395K +$397K +12,540 New
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$373K +$374K +11,827 New
BRWA
19
B. Riley Wealth Advisors
Florida
$335K -$6.14K -194 -2%
BA
20
Bard Associates
Illinois
$334K -$4.12K -130 -1%
KM
21
Kalos Management
Georgia
$305K +$182K +5,752 +199%
Bank of America
22
Bank of America
North Carolina
$222K
FIA
23
FNY Investment Advisers
New York
$180K +$81.9K +2,586 +82%
UBS Group
24
UBS Group
Switzerland
$137K -$3.26K -103 -2%
GWM
25
Geneos Wealth Management
Colorado
$134K

OXLC Hedge Fund Activity: Q1 2021 in Review

46 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q1 2021, worth a combined $36.7M — up 85% from $19.9M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of OXLC and 12 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 17 added.

The largest buyer was Q Global Advisors, opening a new position worth an estimated $11.1M. The largest seller was Invesco, exiting entirely with an estimated $1.21M sold.

  • 46 institutional investors held Oxford Lane Capital (OXLC) as of Q1 2021, down from 51 in Q4 2020.
  • Funds reported $36.7M of Oxford Lane Capital stock for Q1 2021, up 85% quarter-over-quarter.
  • 12 funds opened new Oxford Lane Capital positions in Q1 2021 and 16 closed out, a net change of -4 holders.
  • The largest Oxford Lane Capital buyer in Q1 2021 was Q Global Advisors, an estimated $11.1M added.
  • The largest Oxford Lane Capital seller in Q1 2021 was Invesco, an estimated $1.21M sold.

Based on aggregated 13F filings for Q1 2021.