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OXLC

Oxford Lane Capital

37 hedge funds and large institutions have $23.6M invested in Oxford Lane Capital in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

32% more capital invested

Capital invested by funds: $17.9M → $23.6M (+$5.71M)

0.16% more ownership

Funds ownership: 1.2%1.35% (+0.16%)

3% less funds holding

Funds holding: 3837 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
14
Reduced
6
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$5.46M +$3.86M +70,459 +216%
SC
2
Selz Capital
New York
$4.42M
William Blair & Company
3
William Blair & Company
Illinois
$1.97M +$82.1K +1,500 +4%
Morgan Stanley
4
Morgan Stanley
New York
$1.97M +$201K +3,677 +11%
AG
5
Advisor Group
Arizona
$1.84M +$51.5K +941 +3%
CAN
6
Cetera Advisor Networks
California
$1.24M +$211K +3,848 +20%
Wells Fargo
7
Wells Fargo
California
$1.09M +$985K +18,000 +706%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$987K +$9.79K +179 +1%
BA
9
Bard Associates
Illinois
$700K
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$604K +$150K +2,741 +32%
LPL Financial
11
LPL Financial
California
$440K +$455K +8,314 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$397K +$188K +3,431 +84%
Manulife (Manufacturers Life Insurance)
13
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$343K
UBS Group
14
UBS Group
Switzerland
$260K +$94.6K +1,728 +54%
IA
15
IFP Advisors
Florida
$249K +$28.7K +525 +13%
GCP
16
GSA Capital Partners
United Kingdom
$247K -$65.7K -1,200 -20%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$202K -$81.8K -1,495 -28%
FIM
18
Freedom Investment Management
Connecticut
$171K -$18.1K -331 -9%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$167K +$145K +2,648 +530%
SXL
20
Summit X LLC
Missouri
$161K
Millennium Management
21
Millennium Management
New York
$141K +$146K +2,663 New
Bank of America
22
Bank of America
North Carolina
$139K -$1.37K -25 -0.9%
S
23
SignatureFD
Georgia
$127K +$131K +2,400 New
Creative Planning
24
Creative Planning
Kansas
$114K +$1.09K +20 +0.9%
Deutsche Bank
25
Deutsche Bank
Germany
$34K -$64.2K -1,173 -64%

OXLC Hedge Fund Activity: Q3 2018 in Review

37 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2018, worth a combined $23.6M — up 32% from $17.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of OXLC and 6 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 14 added.

The largest buyer was Thomas J. Herzfeld Advisors, adding an estimated $3.86M. The largest seller was Bramshill Investments, exiting entirely with an estimated $483K sold.

  • 37 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2018, down from 38 in Q2 2018.
  • Funds reported $23.6M of Oxford Lane Capital stock for Q3 2018, up 32% quarter-over-quarter.
  • 6 funds opened new Oxford Lane Capital positions in Q3 2018 and 7 closed out, a net change of -1 holder.
  • The largest Oxford Lane Capital buyer in Q3 2018 was Thomas J. Herzfeld Advisors, an estimated $3.86M added.
  • The largest Oxford Lane Capital seller in Q3 2018 was Bramshill Investments, an estimated $483K sold.

Based on aggregated 13F filings for Q3 2018.