OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

38 hedge funds and large institutions have $23.6M invested in Oxford Lane Capital in 2018 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
–
Holders Change %
0%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
6
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$3.73M
2
Wells Fargo
Wells Fargo
California
+$954K
3
LPL Financial
LPL Financial
California
+$440K
4
CAN
Cetera Advisor Networks
California
+$203K
5
Morgan Stanley
Morgan Stanley
New York
+$195K

Top Sellers

1
BI
Bramshill Investments
Florida
-$483K
2
KA
Kovack Advisors
Florida
-$273K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$79.1K
4
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$78K
5
GCP
GSA Capital Partners
United Kingdom
-$63.6K
Name Holding Trade Value Shares
Change 		Shares
Change %
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$5.46M +$3.73M +352,298 +216%
SC
2
Selz Capital
New York
$4.43M – – –
William Blair & Company
3
William Blair & Company
Illinois
$1.97M +$79.5K +7,500 +4%
Morgan Stanley
4
Morgan Stanley
New York
$1.97M +$195K +18,388 +11%
AG
5
Advisor Group
Arizona
$1.84M +$49.9K +4,706 +3%
CAN
6
Cetera Advisor Networks
California
$1.24M +$203K +19,239 +20%
Wells Fargo
7
Wells Fargo
California
$1.09M +$954K +90,000 +706%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$987K +$9.46K +893 +1%
BA
9
Bard Associates
Illinois
$700K – – –
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$604K +$145K +13,704 +32%
LPL Financial
11
LPL Financial
California
$440K +$440K +41,570 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$397K +$182K +17,156 +84%
Manulife (Manufacturers Life Insurance)
13
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$343K – – –
UBS Group
14
UBS Group
Switzerland
$260K +$91.5K +8,643 +54%
IA
15
IFP Advisors
Florida
$249K +$27.8K +2,625 +13%
GCP
16
GSA Capital Partners
United Kingdom
$247K -$63.6K -6,000 -20%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$202K -$79.1K -7,473 -28%
FIM
18
Freedom Investment Management
Connecticut
$171K -$17.8K -1,654 -9%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$167K +$140K +13,238 +530%
SXL
20
Summit X LLC
Missouri
$161K – – –
Millennium Management
21
Millennium Management
New York
$141K +$141K +13,314 New
Bank of America
22
Bank of America
North Carolina
$139K -$1.33K -125 -0.9%
S
23
SignatureFD
Georgia
$127K +$127K +12,000 New
Creative Planning
24
Creative Planning
Kansas
$114K +$1.06K +100 +0.9%
Deutsche Bank
25
Deutsche Bank
Germany
$34K -$61.6K -5,863 -64%
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